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Results: 11-20 of 171

Financial Regulatory Developments 30 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 30 2014

FCA has fined Barclays £26,033,500 for failing to adequately manage conflicts of interest between itself and its customers, and for systems and

Financial Regulatory Developments 9 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 9 2014

FCA has created a set of pages on its website providing information on the revised Markets in Financial Instruments Directive and Regulation package

Financial Regulatory Developments 9 May - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 9 2014

PRA has published the pack it made available to delegates at its event on technical issues for general insurers intending to use an internal model

Financial Regulatory Developments 2 May - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 2 2014

PRA has published its final statement on insurers' use of schemes of arrangement under Part 26 of the Companies Act. The statement sets out how PRA

Financial Regulatory Developments 25 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 25 2014

FCA has banned the two partners of 1 Stop Financial Services. The individuals had advised their client base to transfer to Self Invested Personal

Financial Regulatory Developments 17 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2014

FCA has created new resources on the consumer credit part of its website looking at overdrafts. It has carried out research that suggests that people

Financial Regulatory Developments 11 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 11 2014

Martin Wheatley spoke on the growth of the UK credit card market. He stressed FCA's commitment to ensuring that the market works and its aim to

Financial Regulatory Developments 11 April - Association of British Insurers (ABI)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 11 2014

ABI and the Association of Professional Financial Advisers (APFA) have published a good practices guide to help firms ascertain the tax residence

Financial Regulatory Developments 4 April - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

PRA has published a policy statement confirming the final management expenses levy limit for the Financial Services Compensation Scheme (FSCS) for

Financial Regulatory Developments 4 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

FCA took over the regulation of firms that provide consumer credit and related activities on 1 April. It noted 9 million people are in serious debt