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Results: 1-10 of 21

Financial Regulatory Developments 25 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

FCA has: published the results of its thematic review into offers of enhanced transfer values (ETVs) when financial advisers try to persuade

Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid

Financial Regulatory Developments 25 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 25 2014

FCA has banned the two partners of 1 Stop Financial Services. The individuals had advised their client base to transfer to Self Invested Personal

Financial Regulatory Developments 17 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2014

FCA has created new resources on the consumer credit part of its website looking at overdrafts. It has carried out research that suggests that people

Financial Regulatory Developments 4 April - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

PRA has published a policy statement confirming the final management expenses levy limit for the Financial Services Compensation Scheme (FSCS) for

Financial Regulatory Developments 4 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

FCA took over the regulation of firms that provide consumer credit and related activities on 1 April. It noted 9 million people are in serious debt

Financial Regulatory Developments 21 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 21 2014

FCA plans a number of publications before the end of March, and then a break until May and June. Its imminent publications include policy statements

Financial Regulatory Developments 14 March - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 14 2014

PRA has updated its webpage on capital instruments pre-issuance notification, addressed to insurers. It reminds firms that they should anticipate the

Financial Regulatory Developments 10th January - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 10 2014

A new page of the "FS Handbook" website now links directly to those parts of the PRA Rulebook that have been made. Currently this is only the capital

FSCS publishes annual report

  • Dentons
  • -
  • United Kingdom
  • -
  • July 13 2012

FSCS’s annual report says it paid £347 million in compensation to more than 86,000 claimants in 201112