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Results: 1-10 of 47

FSA speaks on fraud

  • Dentons
  • -
  • United Kingdom
  • -
  • September 21 2012

Bob Ferguson has spoken on “beating the fraudster”, with specific reference to insurance fraud

EP updates voting dates

  • Dentons
  • -
  • European Union
  • -
  • October 5 2012

EP has announced new voting dates on its legislative observatory OEIL

China tightens its anti-money laundering rules

  • Dentons
  • -
  • China
  • -
  • November 3 2011

China's new Administrative Measures on Anti-Money Laundering in the Insurance Business (Administrative Measures) represent a step forward in efforts to clamp down on money laundering in the country's insurance industry

Complying with sanctions laws: JMLSG takes action

  • Dentons
  • -
  • United Kingdom
  • -
  • June 21 2010

Regulators are keeping up the pressure on financial institutions to comply with all anti-financial crime laws

FSA bans and fines insurance broker

  • Dentons
  • -
  • United Kingdom
  • -
  • July 27 2012

FSA has banned Stephen Goodwin, a former commercial insurance broker, and fined him £471,846, for using clients’ premium moneys to fund his business

FSA bans insurance professionals for fraud

  • Dentons
  • -
  • United Kingdom
  • -
  • July 16 2010

FSA has banned Timothy Higgins, Clifford Felstead and Ralph Brunswick from working in regulated financial services

IAIS looks at money laundering risks

  • Dentons
  • -
  • Global
  • -
  • October 25 2013

IAIS has published a paper looking at money laundering and terrorist financing in the insurance markets and how to combat the risks. IAIS saw a need

FCA confirms insurance broker fine and ban

  • Dentons
  • -
  • United Kingdom
  • -
  • July 5 2013

FCA has confirmed the decision of the Upper Tribunal to uphold FCA's decision to fine Andrew Jeffery £150,000 and ban him for insurance fraud. FCA

The long arm of FSA

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2012

Recent actions by FSA against firms with overseas head offices, and approved persons working in those firms, should sound warning bells to all FSA-authorised firms with an international client base for whom a UK presence serves greater global needs

FSA bans ex-insurance directors

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2008

FSA has banned three former directors of BPS Insure Limited, for failing to tell FSA about a large client account deficit and for misuse of client money