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FSA fines Aon for bribery controls failings

  • Dentons
  • -
  • United Kingdom
  • -
  • January 9 2009

FSA has fined Aon £5.25 million for breach of Principle 3 as it did not have appropriate systems and controls to counter the risk of bribery and corruption from making payments to overseas firms and individuals

Know your contacts: how do you manage bribery and corruption risk?

  • Dentons
  • -
  • United Kingdom
  • -
  • January 13 2009

FSA’s fine of £5.25 million against Aon Limited should sound a warning not just to the insurance industry, but to all firms who use overseas contacts to win business

FSA bans ex-insurance directors

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2008

FSA has banned three former directors of BPS Insure Limited, for failing to tell FSA about a large client account deficit and for misuse of client money

FCA confirms insurance broker fine and ban

  • Dentons
  • -
  • United Kingdom
  • -
  • July 5 2013

FCA has confirmed the decision of the Upper Tribunal to uphold FCA's decision to fine Andrew Jeffery £150,000 and ban him for insurance fraud. FCA

Financial sanctions compliance: FSA on the warpath

  • Dentons
  • -
  • United Kingdom
  • -
  • July 16 2009

Prevention of financial crime is high on the UK financial regulatory agenda

FSA withdraws director approval

  • Dentons
  • -
  • United Kingdom
  • -
  • September 4 2009

FSA has withdrawn approval from Steven Moorley, the former CEO of a firm in liquidation, to carry on the CF3 and 8 functions

FSA looks at insurance broker anti-bribery systems

  • Dentons
  • -
  • United Kingdom
  • -
  • September 18 2009

FSA has published the interim findings of its review on controls in commercial insurance brokers to counter bribery and corruption

FSA looks at fighting fraud

  • Dentons
  • -
  • United Kingdom
  • -
  • September 18 2009

Margaret Cole spoke at the Fraud Advisory Panel AGM

JMLSG consults on guidance changes

  • Dentons
  • -
  • United Kingdom
  • -
  • September 25 2009

JMLSG has published more proposed changes to its Guidance, following its proposals of August

FSA publishes insurance intermediaries newsletter

  • Dentons
  • -
  • United Kingdom
  • -
  • July 9 2010

The second edition of FSA's smaller wholesale insurance intermediary firms newsletter focuses on FSA's report on financial crime controls and specifically its concerns on poor controls over bribery and corruption risks