Search results

Order by most recent / most popular / relevance

Results: 1-10 of 30

FSA withdraws director approval

Dentons
-
United Kingdom
-
September 4 2009

FSA has withdrawn approval from Steven Moorley, the former CEO of a firm in liquidation, to carry on the CF3 and 8 functions

FSA looks at insurance broker anti-bribery systems

Dentons
-
United Kingdom
-
September 18 2009

FSA has published the interim findings of its review on controls in commercial insurance brokers to counter bribery and corruption

FSA looks at fighting fraud

Dentons
-
United Kingdom
-
September 18 2009

Margaret Cole spoke at the Fraud Advisory Panel AGM

JMLSG consults on guidance changes

Dentons
-
United Kingdom
-
September 25 2009

JMLSG has published more proposed changes to its Guidance, following its proposals of August

FSA bans ex-insurance directors

Dentons
-
United Kingdom
-
September 5 2008

FSA has banned three former directors of BPS Insure Limited, for failing to tell FSA about a large client account deficit and for misuse of client money

FSA fines Aon for bribery controls failings

Dentons
-
United Kingdom
-
January 9 2009

FSA has fined Aon £5.25 million for breach of Principle 3 as it did not have appropriate systems and controls to counter the risk of bribery and corruption from making payments to overseas firms and individuals