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CEA responds on FATF standards

  • Dentons
  • -
  • European Union
  • -
  • September 23 2011

CEA has responded to FATF on its proposals to review its Standards

FSA looks at insurance broker anti-bribery systems

  • Dentons
  • -
  • United Kingdom
  • -
  • September 18 2009

FSA has published the interim findings of its review on controls in commercial insurance brokers to counter bribery and corruption

The long arm of FSA

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2012

Recent actions by FSA against firms with overseas head offices, and approved persons working in those firms, should sound warning bells to all FSA-authorised firms with an international client base for whom a UK presence serves greater global needs

FSA bans ex-insurance directors

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2008

FSA has banned three former directors of BPS Insure Limited, for failing to tell FSA about a large client account deficit and for misuse of client money

FSA looks at bribery and corruption reduction in insurance broking

  • Dentons
  • -
  • United Kingdom
  • -
  • May 21 2010

FSA has published a report looking at how to reduce the risk of illicit payments in the commercial insurance broking sector

BBA responds on Financial Crime Guide

  • Dentons
  • -
  • United Kingdom
  • -
  • September 30 2011

BBA’s response to FSA’s consultation on the Financial Crime Guide raises a concern over the timing of the publication

FSA looks at fighting fraud

  • Dentons
  • -
  • United Kingdom
  • -
  • September 18 2009

Margaret Cole spoke at the Fraud Advisory Panel AGM

FSA withdraws director approval

  • Dentons
  • -
  • United Kingdom
  • -
  • September 4 2009

FSA has withdrawn approval from Steven Moorley, the former CEO of a firm in liquidation, to carry on the CF3 and 8 functions

JMLSG consults on guidance changes

  • Dentons
  • -
  • United Kingdom
  • -
  • September 25 2009

JMLSG has published more proposed changes to its Guidance, following its proposals of August

ESAs publish two reports on money laundering

  • Dentons
  • -
  • European Union
  • -
  • April 20 2012

The Joint Committee of the three European Supervisory Authorities (ESAs) (EBA, the European Securities and Markets Authority (ESMA) and the European Insurance and Occupational Pensions Authority (EIOPA)) has published two reports on the implementation of the third Money Laundering Directive (3MLD