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FSA tells firms to think about swine flu
- Dentons
- -
- United Kingdom
- -
- May 8 2009
FSA has urged firms to look at contingency plans for dealing with issues that may arise from a swine flu epidemic
FSA withdraws director approval
- Dentons
- -
- United Kingdom
- -
- September 4 2009
FSA has withdrawn approval from Steven Moorley, the former CEO of a firm in liquidation, to carry on the CF3 and 8 functions
Up next from FSA
- Dentons
- -
- United Kingdom
- -
- September 4 2009
During September, FSA plans to publish DP on Solvency II implementation
Treasury publishes Equitable Life report
- Dentons
- -
- United Kingdom
- -
- August 28 2009
Sir John Chadwick has published a report setting out an approach and principles for assessing loss to Equitable Life policyholders and how public bodies should contribute
FSA and OFT publish sponsored links guide
- Dentons
- -
- United Kingdom
- -
- August 28 2009
FSA and OFT have published a joint guide to sponsored links
FSA updates on KFDs
- Dentons
- -
- United Kingdom
- -
- May 8 2009
FSA has updated its guidance on good and bad practices in Key Features Documents, which it originally published in 2007
Unfair contract terms: "read and understood" declarations
- Dentons
- -
- United Kingdom
- -
- January 28 2009
Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair
JMLSG consults on guidance changes
- Dentons
- -
- United Kingdom
- -
- September 25 2009
JMLSG has published more proposed changes to its Guidance, following its proposals of August
AIRMIC publishes remuneration guidance
- Dentons
- -
- United Kingdom
- -
- May 29 2009
AIRMIC has published guidance for commercial insurance brokers to help them understand where conflicts of interest could arise within brokers
FSA consults on PPI complaints
- Dentons
- -
- United Kingdom
- -
- October 2 2009
FSA is consulting on changes to DISP to supplement existing guidance to explain how firms should assess complaints about PPI and to require firms that have rejected complaints about PPI to reassess them under the new criteria
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