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FSA signs MoU with Korea

FSA and the financial regulators of the Republic of Korea have signed a MoU setting out how they will share information and cooperate on enforcement

At FSA’s Board meeting on 28 July it made the following new rules

FSA has cancelled Brockhurst Financial Limited's part IV permission as a result of its failure to comply with the Threshold Conditions

At FSA's January Board meeting, it made the following new rules

FSA is consulting on changes to the training and competence regime

FSA has published its quarterly consultation

FSA has issued a public censure of Park Row Associates Limited for failing to ensure its sales were suitable

FSA has written to all insurance intermediaries expressing its concerns about their understanding of Threshold Condition 4

Among publications FSA plans to issue during the first quarter of 2010 are the following

FSA has sent a questionnaire to several firms asking for information on their strategic direction