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Results: 1-10 of 106

Financial Regulatory Developments 4 July - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 4 2014

PRA has finalised its rules on its fees and levies. Its policy statement in response to its consultation highlights: its final Annual Funding

Financial Regulatory Developments 4 July - European Insurance and Occupational Pensions Authority (EIOPA)

  • Dentons
  • -
  • European Union
  • -
  • July 4 2014

EIOPA has published a report on feedback it received from national regulators following EIOPA's opinion on possible actions relating to payment

Financial Regulatory Developments 4 July - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • July 4 2014

The Council has highlighted that standards on remuneration and transparency in banks and investment firms that supplement the fourth Capital

Financial Regulatory Developments 27 June - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

PRA has published updates to its "approach" documents for banking and insurance supervision. (Source: PRA Banking Approach June 2014 and PRA

Financial Regulatory Developments 27 June - Presidency of the Council of the EU (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • June 27 2014

The Presidency has published its second compromise text on the revised Insurance Mediation Directive (IMD 2). One stylistic change substitutes the

Financial Regulatory Developments 30 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 30 2014

FCA has fined Barclays £26,033,500 for failing to adequately manage conflicts of interest between itself and its customers, and for systems and

Financial Regulatory Developments 16 May - Council of the EU (Council)

  • Dentons
  • -
  • European Union
  • -
  • May 16 2014

The Council has formally adopted the revised Markets in Finaincal Instruments Directive (MiFID 2) and Regulation (MiFIR). As noted in previous

Financial Regulatory Developments 9 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 9 2014

FCA has created a set of pages on its website providing information on the revised Markets in Financial Instruments Directive and Regulation package

Financial Regulatory Developments 25 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 25 2014

FCA has banned the two partners of 1 Stop Financial Services. The individuals had advised their client base to transfer to Self Invested Personal

Financial Regulatory Developments 11 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 11 2014

Martin Wheatley spoke on the growth of the UK credit card market. He stressed FCA's commitment to ensuring that the market works and its aim to