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Results: 1-10 of 112

Financial Regulatory Developments 19 September - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • September 19 2014

Jean-Claude Juncker, President-elect of the Commission, has written to Jonathan Hill setting out the expectations of how the Commission as a whole

Financial Regulatory Developments 12 September - Presidency of the European Union (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

The Presidency has published a compromise text of the second Insurance Mediation Directive (IMD 2), which it now refers to as the Insurance

Financial Regulatory Developments 5 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FCA has fined Deutsche Bank £4,718,800 for incorrectly reporting transactions from the date of implementation of the Markets in Financial Instruments

Financial Regulatory Developments 1 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 1 2014

FCA has fined Lloyds Bank and Bank of Scotland (BoS) £105 million for failings relating to LIBOR and other benchmarks. The fines cover: £70 million

Financial Regulatory Developments 25 July - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

Treasury has published a new Insurance Bill to take account of the recommendations of the Law Commission on insurance law reform. The Bill has three

Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid

Financial Regulatory Developments 4 July - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 4 2014

PRA has finalised its rules on its fees and levies. Its policy statement in response to its consultation highlights: its final Annual Funding

Financial Regulatory Developments 4 July - European Insurance and Occupational Pensions Authority (EIOPA)

  • Dentons
  • -
  • European Union
  • -
  • July 4 2014

EIOPA has published a report on feedback it received from national regulators following EIOPA's opinion on possible actions relating to payment

Financial Regulatory Developments 4 July - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • July 4 2014

The Council has highlighted that standards on remuneration and transparency in banks and investment firms that supplement the fourth Capital

Financial Regulatory Developments 27 June - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

PRA has published updates to its "approach" documents for banking and insurance supervision. (Source: PRA Banking Approach June 2014 and PRA