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Results: 1-10 of 131

Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID

Financial Regulatory Developments 13 March - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 13 2015

PRA has written to insurers with a clarification of its expectations on matching adjustment and internal model applications. Insurers will be able to

Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA

Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests

Financial Regulatory Developments 6 February - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 6 2015

PRA has published a consultation paper setting out proposals for transitional provisions and new rules in the PRA Rulebook and consequential

Financial Regulatory Developments 6 February - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • February 6 2015

The Commission has published a report into possible solutions for pension funds posting variation margin under centrally cleared trades. It also

Financial Regulatory Developments 6 February - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • February 6 2015

A Council Regulation amending the regulation on ECB's powers to impose sanctions has been published in the OJEU. (Source: Council Regulation Amending

Financial Regulatory Developments 30 January - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 30 2015

PRA is consulting on how it should implement the Solvency 2 transitional measures for risk-free rates and technical provisions. It has published for

Financial Regulatory Developments 9 January - European Insurance and Occupational Pensions Authority (EIOPA)

  • Dentons
  • -
  • European Union
  • -
  • January 9 2015

EIOPA has published a consultation paper on the draft ITS relating to the equity index for the symmetric adjustment of the equity capital charge. The

Financial Regulatory Developments 9 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 9 2015

Following Treasury's announcement on the creation of criminal offences relating to additional benchmarks, FCA is consulting on updating its current