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SEC implements secure e-mail system for confidential submissions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 18 2012

Effective May 14, the Division of Corporation Finance of the Securities and Exchange Commission has implemented a secure e-mail system that allows it to receive confidential submissions from “emerging growth companies” (EGCs) under the Jumpstart Our Business Startups Act (JOBS Act), as well as from certain foreign private issuers under the Division of Corporation Finance’s pre-existing policy that permits such issuers to submit draft registration statements to the SEC for non-public review

SEC's Division of Corporation Finance issues cybersecurity disclosure guidance

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 14 2011

On October 13 the Division of Corporation Finance of the Securities and Exchange Commission issued disclosure guidance to assist registrants “in assessing what, if any, disclosures should be provided about cybersecurity matters in light of each registrant’s specific facts and circumstances.”