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Results: 1-10 of 19

SEC charges oil and PR firms and their executives with fraud

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • August 4 2014

An energy company, its CEO and the firm's public relations adviser and its president were named in a fraud action by the SEC centered on false

This week in securities litigation (week ending may 16, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • May 15 2014

The Commission got split decisions in court this week. It prevailed in one high profile trial, obtaining a jury verdict in its favor. It lost a

This week in securities litigation (week ending May 2, 2014)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • May 1 2014

Chair Mary Jo White testified before Congress this week. Her testimony focused on the budget, reviewing the recent work of the agency. The Commission

Circuit Court largely rejects challenges to SEC conflict mineral rules

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 14 2014

The SEC largely prevailed in the D.C. Circuit Court of Appeals in a suit changing the Rules promulgated by the agency under Dodd-Frank regarding

This week in securities litigation (week ending April 4, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview

This week in securities litigation (week ending March 7, 2014)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 6 2014

The Supreme Court was the focus of securities litigation this week. Oral argument was presented in the long runningHalliburton case where the

SEC prevails in Tenth Circuit

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 2 2014

The SEC prevailed in the Tenth Circuit Court of Appeals, securing a reversal of the district courtâs order granting a motion to

This week in securities litigation (week ending February 28, 2014)

  • Dorsey & Whitney LLP
  • -
  • Canada, Hong Kong, Japan, United Kingdom, USA
  • -
  • February 27 2014

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi

This week in securities litigation (the week ending January 10, 2014)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 9 2014

The insider trading trial of former SAC Capital official Matthew Martoma opened this week in Manhattan with jury selection. The SEC announced the

The SEC: the future path of enforcement (part II)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 6 2014

This is the second of a four part series analyzing the path of SEC Enforcement. The first part was published yesterday. The remaining parts of this