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Sarbanes-Oxley protects employee who implicates supervisor

Winston & Strawn LLP
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USA
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May 6 2013

On May 1st, the U.S. District Court for the Southern District of New York addressed an issue of first impression under the whistleblower provisions

Amendment of the Act on the Reporting and Use of Certain Financial Transaction Information

Yoon & Yang LLC
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South Korea
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May 3 2013

The amendment to the Act on the Reporting and Use of Certain Financial Transaction Information (the "Act"), announced on March 21, 2012, became

New remuneration requirements for fund businesses

CMS Hasche Sigle
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European Union, Germany
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May 1 2013

From July 2013 the European fund sector will be subject to new regulatory requirements concerning, in particular, the remuneration of fund managers

Federal Appeals Court denies en banc review of decision liberalizing SOX whistleblowing standards

Jackson Lewis LLP
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USA
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April 26 2013

The Third Circuit Court of Appeals has denied Tyco Electronics Corp.'s petition for an en banc review of the three-judge Third Circuit panel decision

Encouraging internal reporting, and its limits

Latham & Watkins LLP
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USA
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April 26 2013

One thing worse than facing an investigation spawned by an employee whistleblower who reported first to the SEC is facing that investigation plus

Recent European compensation developments: financial institutions and beyond

Davis Polk & Wardwell LLP
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European Union, Switzerland
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April 23 2013

Almost half a decade after the onset of the financial crisis, populist sentiment and the resulting political environment continue to fuel stricter

Court rejects retroactivity of DoddFrank's whistleblower remedies

Sutherland Asbill & Brennan LLP
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USA
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April 18 2013

Since the 2010 enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act, a recurring question in judicial opinions interpreting the

Federal securities law preempts California's forced patronage statute

Winston & Strawn LLP
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USA
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April 15 2013

On April 9th, the Ninth Circuit affirmed the dismissal of four putative class action lawsuits filed against various broker-dealers. California state

Employer seeks en banc review of federal appeals court decision liberalizing SOX whistleblowing standards

Jackson Lewis LLP
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USA
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April 10 2013

Tyco Electronics Corp. has filed for en banc review of a federal Court of Appeals' decision in Wiest v. Lynch, No. 11-4257 (3d Cir. Mar. 19, 2013

SOX whistleblower protection expanded by a federal appeals court

Holland & Knight LLP
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USA
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April 5 2013

A federal appeals court recently made it substantially easier for plaintiffs to assert claims that they were fired for "whistleblowing" activity

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Search results

Sarbanes-Oxley protects employee who implicates supervisor

Amendment of the Act on the Reporting and Use of Certain Financial Transaction Information

New remuneration requirements for fund businesses

Federal Appeals Court denies en banc review of decision liberalizing SOX whistleblowing standards

Encouraging internal reporting, and its limits

Recent European compensation developments: financial institutions and beyond

Court rejects retroactivity of DoddFrank's whistleblower remedies

Federal securities law preempts California's forced patronage statute

Employer seeks en banc review of federal appeals court decision liberalizing SOX whistleblowing standards

SOX whistleblower protection expanded by a federal appeals court

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