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Second Circuit confirms burden of proof in SOX whistleblower retaliation cases

  • Epstein Becker Green
  • -
  • USA
  • -
  • March 7 2013

On March 5, 2013, the U.S. Second Circuit Court of Appeals clarified the burden-shifting framework applicable to whistleblower retaliation claims

FINRA Rules 13201 and 13802: Arbitrating statutory employment discrimination claims

  • Epstein Becker Green
  • -
  • USA
  • -
  • May 1 2012

Once upon a time, it was mandatory under Form U4 that registered representatives file any statutory claims of discrimination (such as age, gender, or race discrimination) in arbitration rather than in court