We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-7 of 7

SEC proposes rules requiring disclosure of incentive-based compensation arrangements at financial institutions

  • Holland & Knight LLP
  • -
  • USA
  • -
  • March 14 2011

On March 2, 2011, the SEC proposed rules that require certain financial institutions to disclose the structure of their incentive-based compensation practices and prohibit such institutions from maintaining compensation practices that encourage inappropriate risks

SEC proposes listing standards for compensation committees

  • Holland & Knight LLP
  • -
  • USA
  • -
  • April 11 2011

On March 30, 2011, the SEC proposed rules to implement Section 952 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank"

House passes financial reform legislation

  • Holland & Knight LLP
  • -
  • USA
  • -
  • July 12 2010

On June 30, 2010, the House of Representatives approved the "Dodd-Frank Wall Street Reform and Consumer Protection Act" (the "Dodd-Frank Act"

Whistleblowing to the media is not protected by Sarbanes-Oxley

  • Holland & Knight LLP
  • -
  • USA
  • -
  • February 22 2010

The U.S. District Court for the Western District of Washington granted summary judgment on whistleblower claims brought by former compliance auditors of a global, public company

Division of Corporation Finance issues additional CDIs on executive compensation

  • Holland & Knight LLP
  • -
  • USA
  • -
  • March 22 2010

On March 12, 2010, the Division of Corporation Finance issued additional Regulation S-K Compliance and Disclosure Interpretations (CDIs) relating to disclosure of bonuses when an executive declines to accept the bonus, and the scope of the new compensation consultant disclosure requirement

Banking regulators issue final guidance on sound incentive compensation policies

  • Holland & Knight LLP
  • -
  • USA
  • -
  • July 12 2010

On June 21, 2010, the Federal Reserve, the Federal Deposit Insurance Corporation (FDIC), the Office of the Comptroller of the Currency and the Office of Thrift Supervision (the "Agencies") adopted final guidance designed to help ensure that incentive compensation policies at banks do not encourage imprudent risk-taking and are consistent with safe and sound practices

Negative "say-on-pay" advisory votes continue; derivative suits filed for other companies that received "negative" votes

  • Holland & Knight LLP
  • -
  • USA
  • -
  • May 2 2011

Three additional companies have failed to obtain majority support in their say-on-pay votes: Umpqua Holdings Corporation, Stanley Black & Decker, Inc. and Navigant Consulting