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Financial services legislative and regulatory issues update May 20

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • May 20 2013

The conflation of three scandals clearly tainted President Obama with The Washington Post’s “Worst Week in Washington” award last week, and in fact

Financial services legislative and regulatory update - March 11, 2013

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • March 11 2013

As the first full week of the Federal government’s sequestration comes to a close, the effects have been palpable. The Dow Jones closed just shy of

Financial services legislative & regulatory update - April 15, 2013

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • April 15 2013

Congress returned from a two-week recess and the President finally released his FY14 Budget, which was immediately attacked by friend and foe alike

Financial services legislative and regulatory update - 14 May 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • May 14 2012

What was heading to be a rather routine week of hearings and the continued implementation of Dodd-Frank was shaken by the end of the week news that JP Morgan had a $2 billion dollar trading lost

SEC and CFTC issue final joint rules on “red flags” compliance

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • April 24 2013

The Securities Exchange Commission ("SEC") and the Commodity and Futures Trade Commission ("CFTC") (together, the "Commissions") have issued final

Financial services legislative and regulatory update - October 10, 2011

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • October 10 2011

The theme of this past week is anger, primarily espoused by the Occupy Wall Street protests who continue to garner attention for their disenchantment with the financial services industry, corporate America and government

Financial services legislative and regulatory update - March 5, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • European Union, USA
  • -
  • March 5 2012

Despite the full throated defense of the Dodd-Frank Act, it was a challenging week for proponents of America’s Financial Regulatory Reform

Financial services legislative and regulatory update - June 18, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • June 18 2012

The theme of this past week once again, was crisis

Concerns continue to grow with the CTFCSEC proposed swap rules

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • May 6 2011

There continues to be a growing concern in the industry about the proposed regulation to govern the swap markets

Analysis indicates Dodd-Frank rulemaking deadlines will be missed more frequently

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • May 6 2011

A recent analysis of Dodd-Frank rulemakings indicates that missed deadlines will be increasingly common