Search results

Order by most recent / most popular / relevance

Results: 1-10 of 112

SEC issues proposal regarding cross-border security-based swap activities

Katten Muchin Rosenman LLP
-
USA
-
May 3 2013

On May 1, the Securities and Exchange Commission proposed rules and interpretive guidance with respect to cross-border security-based swap activities

SEC approves on an accelerated basis FINRA Rule change relating to margin requirements for credit default swaps

Katten Muchin Rosenman LLP
-
USA
-
March 29 2013

The Securities and Exchange Commission has approved a Financial Industry Regulatory Authority proposed change to amend FINRA Rule 4240, which

FINRA proposes rule change that would require reporting OTC equity transactions within 10 seconds

Katten Muchin Rosenman LLP
-
USA
-
February 15 2013

The Financial Industry Regulatory Authority has filed a proposed rule change requiring trades and trade cancellations in over-the counter (OTC

House Financial Services Committee releases staff report on MF Global

Katten Muchin Rosenman LLP
-
USA
-
November 16 2012

The US House of Representatives Financial Services Subcommittee on Oversight and Investigations (Committee) has released a report on the collapse of MF Global (Report

SEC proposes rules for security-based swap dealers and major security-based swap participants

Katten Muchin Rosenman LLP
-
USA
-
October 19 2012

On October 17, the Securities and Exchange Commission released a fact sheet on a yet-to-be-released rule that establishes capital, margin and segregation of collateral requirements (the Fact Sheet) for security-based swap dealers (SBSDs) and major security-based swap participants (MSBSPs

Financial Services and Markets Act 2000 (Short Selling) Regulations 2012

Katten Muchin Rosenman LLP
-
United Kingdom
-
October 12 2012

On October 9, the Financial Services and Markets Act 2000 (Short Selling) Regulations 2012 (the Regulations) were published

ESMA publishes updated short selling regulation questions and answers

Katten Muchin Rosenman LLP
-
European Union
-
October 12 2012

On October 10, the European Securities and Markets Authority (ESMA) published an update to its Questions and Answers: Implementation of the Regulation on Short Selling (the Q&A

CFTC, SEC finalize swap product definitions

Katten Muchin Rosenman LLP
-
USA
-
September 7 2012

On July 9 and 10, 2012, the Commodity Futures Trading Commission and Securities and Exchange Commission (collectively, the “Commissions”) approved joint final rules and interpretations (the “Swap Definitions”) regarding the definition and regulation of swaps, security-based swaps, mixed swaps and security-based swap agreements

Futures exchanges propose rules requiring consent to jurisdiction

Katten Muchin Rosenman LLP
-
USA
-
August 10 2012

The Chicago Mercantile Exchange (CME), Chicago Board of Trade (CBOT), New York Mercantile Exchange (NYMEX), ICE Futures U.S. and NYSE Liffe U.S. have adopted rules requiring that market participants consent to the jurisdiction of the exchange in question

ESMA publishes guidelines on ETFs and other UCITS issues and a Consultation Paper on repurchase agreements

Katten Muchin Rosenman LLP
-
European Union
-
July 27 2012

On July 25, the European Securities Markets Authority (ESMA) released ESMA2012475, a Report and Consultation Paper comprising guidelines on Exchange Traded Funds (ETFs) and other issues relating to UCITS funds (Undertakings for Collective Investment in Transferable Securities) and a Consultation Paper on repurchase and reverse repurchase agreements

next >

Search results

SEC issues proposal regarding cross-border security-based swap activities

SEC approves on an accelerated basis FINRA Rule change relating to margin requirements for credit default swaps

FINRA proposes rule change that would require reporting OTC equity transactions within 10 seconds

House Financial Services Committee releases staff report on MF Global

SEC proposes rules for security-based swap dealers and major security-based swap participants

Financial Services and Markets Act 2000 (Short Selling) Regulations 2012

ESMA publishes updated short selling regulation questions and answers

CFTC, SEC finalize swap product definitions

Futures exchanges propose rules requiring consent to jurisdiction

ESMA publishes guidelines on ETFs and other UCITS issues and a Consultation Paper on repurchase agreements

Current Search

Suggested Facets

Author

Jurisdiction

Workarea