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Federal rules effective dates

June 7, 2013 Dual and Multiple Associations of Persons Associated with Swap Dealers, Major Swap Participants and Other Commission Registrants. 78 FR

On April 16th, the Financial Stability Oversight Council expanded its hearings procedures for firms challenging their designation as systemically

Commodity Futures Trading Commission: April 11, 2013 Delegation of Authority To Disclose Confidential Information to a Contract Market, Registered

Commodity Futures Trading Commission: April 11, 2013 - Delegation of Authority To Disclose Confidential Information to a Contract Market, Registered

On April 10th, DealBook discussed the increasing use of "capital relief trades," credit default swaps used by banks to lessen their exposure to

On March 22nd, the Basel Committee on Banking Supervision proposed an increase in capital requirements when banks engage in certain credit protection

On March 20th, the OCC published its "Quarterly Report on Bank Trading and Derivatives Activities: Fourth Quarter 2012." Insured U.S. commercial

Joint Final Rule Office of the Comptroller of the Currency; Federal Reserve System; Federal Deposit Insurance Corporation

Jan 2013 - Feb 2013 Joint Final Rule - Office of the Comptroller of the Currency; Federal Reserve System; Federal Deposit Insurance Corporation

Joint Final Rule - Commodity Futures Trading Commission; Securities and Exchange Commission