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This week in securities litigation (week ending April 26, 2013)

Dorsey & Whitney LLP
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USA
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April 26 2013

George Canellos and Andrew Ceresney, two former colleagues in the Manhattan U.S. Attorney's Office, became the first Co-Directors of the SEC's

This week in securities litigation (week ending March 8, 2013)

Dorsey & Whitney LLP
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USA
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March 7 2013

In Congress this week, a bipartisan bill was introduced to roll back part of the Dodd-Frank legislation related to swaps. It would expanded the swaps

This week in securities litigation (week ending February 15, 2013)

Dorsey & Whitney LLP
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USA
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February 14 2013

SEC Chairman Elise Walter and CFTC Chairman Gary Gensler testified before a Senate Committee this week, focusing on the implementation of Dodd-Frank

This week in securities litigation (week ending November 16, 2012)

Dorsey & Whitney LLP
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USA
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November 16 2012

The Commission announced that its enforcement program remains vibrant, having filed just one less action last year that its record setting 735 actions in the prior fiscal year

This week in securities litigation (week ending October 26, 2012)

Dorsey & Whitney LLP
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Hong Kong, United Kingdom, USA
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October 26 2012

The focus this week was on white collar criminal securities cases

This week in securities litigation (week ending October 19, 2012)

Dorsey & Whitney LLP
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USA
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October 19 2012

Significant events this week included the proposal by the SEC of additional swaps rules regarding security-based swap dealers and major participants

This week in securities litigation (week ending October 12, 2012)

Dorsey & Whitney LLP
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USA
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October 11 2012

Events surrounding the collapse of the first money fund to “break the buck” are being played out in a New York City courtroom on SEC charges that the principles of the fund misrepresented its financial condition in the wake of massive redemption demands