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Results: 1-7 of 7

This week in securities litigation (week ending February 7, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of

This week in securities litigation (week ending November 30, 2013)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • December 1 2013

This week the SEC and the DOJ filed FCPA Actions against oil services company Weatherford International. The company became the newest member of the

International Regulatory Update 23-27 September 2013

  • Clifford Chance LLP
  • -
  • Australia, China, European Union, Germany, Global, Guernsey, Hong Kong, Japan, Luxembourg, Netherlands, New Zealand, Russia, Singapore, South Korea, United Kingdom, USA
  • -
  • October 1 2013

The UK government has launched a legal challenge with the European Courts of Justice (ECJ) on the remuneration provisions under the Capital

This week in securities litigation (week ending October 26, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • October 26 2012

The focus this week was on white collar criminal securities cases

SFC takes tough stance in enforcement action against delay in self reporting

  • Hogan Lovells
  • -
  • Hong Kong
  • -
  • October 3 2011

The Securities and Futures Commission ("SFC") has publicly reprimanded a bank (the "Bank") and fined it HK$6 million

Securities and Futures Appeal Tribunal - landmark court of appeal decision

  • Clifford Chance LLP
  • -
  • Hong Kong
  • -
  • June 16 2011

In a landmark decision, the Court of Appeal unanimously overturned the practice that the Securities and Futures Appeal Tribunal (the SFAT) has adopted since 2003 in only proceeding on the basis that it has a limited role in reviewing Securities and Futures Commission (the SFC) decisions which are appealed to the SFAT

SFAT awards costs against the SFC

  • Clifford Chance LLP
  • -
  • Hong Kong
  • -
  • March 29 2011

In a recent decision by the Securities and Futures Appeal Tribunal (SFAT) in respect of an application for costs, SFAT No. 2 of 2010, the SFAT has determined that the applicant should be compensated by an award of costs in his favour against the Securities and Futures Commission (SFC), where the SFAT found, on an application for a review of the penalty (not findings of misconduct) that the SFC's proposed penalty was manifestly excessive, and the application was therefore successful