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Results: 1-8 of 8

Investment management newsletter - Spring 2014

  • Kaye Scholer LLP
  • -
  • Germany, United Kingdom, USA
  • -
  • May 7 2014

At the end of 2013, the US Securities and Exchange Commission implemented changes to Rule 506 under Regulation D (Regulation D) promulgated under

Eversheds' Spotlight - the global financial services disputes and investigations (FSDI) briefing - April 2014

  • Eversheds LLP
  • -
  • European Union, France, Germany, Hong Kong, Ireland, Italy, Netherlands, Poland, Spain, United Arab Emirates, United Kingdom
  • -
  • April 17 2014

France has recently created a new role in the prosecution office, a Public Prosecutor specifically for financial offences with national jurisdiction

International Regulatory Update 23-27 September 2013

  • Clifford Chance LLP
  • -
  • Australia, China, European Union, Germany, Global, Guernsey, Hong Kong, Japan, Luxembourg, Netherlands, New Zealand, Russia, Singapore, South Korea, United Kingdom, USA
  • -
  • October 1 2013

The UK government has launched a legal challenge with the European Courts of Justice (ECJ) on the remuneration provisions under the Capital

International regulatory update 19-23 September 2011

  • Clifford Chance LLP
  • -
  • European Union, France, Germany, Japan, Libya, Netherlands, Poland, United Kingdom
  • -
  • September 28 2011

The Comisión Nacional del Mercado de Valores (National Securities Market Commission) (CNMV) has published an updated set of FAQs in relation to its temporary measure on net short positions

Update: new information and disclosure requirements for banks in relation to spread ladder swaps - May 2011

  • Clifford Chance LLP
  • -
  • Germany
  • -
  • May 19 2011

Over the last years, German courts had to decide in a number of cases on disclosure and information requirements for a bank entering into structured swap transactions with German municipalities as well as corporate and private customers

German Federal Court of Justice judgment on CMS spread ladder swaps

  • Freshfields Bruckhaus Deringer LLP
  • -
  • Germany
  • -
  • May 17 2011

The German Federal Court of Justice (BGH) has recently ruled on a CMS spread ladder swap mis-selling case involving Deutsche Bank and a number of its private and municipality clients

New information and disclosure requirements for banks in relation to spread ladder swaps - March 2011

  • Clifford Chance LLP
  • -
  • Germany
  • -
  • March 28 2011

Germany's highest court in civil matters, the Bundesgerichtshof ("BGH") decided on information and disclosure requirements for banks when selling a specific type of structured products, spread ladder swaps, to their customers

Potential implications of Deutsche Bank swap case

  • Mayer Brown LLP
  • -
  • Germany
  • -
  • March 24 2011

Earlier this week, the highest civil appeals court in Germany (the Federal Supreme Court (Bundesgerichtshof)) overturned two prior decisions from lower courts (LG Hanau 9 O 150107; OLG Frankfurt 23 U 17508) and ruled that Deutsche Bank AG ("Deutsche Bank") failed to properly advise Ille Papier Service GmbH ("IPS"), a supplier of paper products, as to the risks of certain interest rate swaps products