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Results: 1-10 of 68

Financial services regulation - changing of the guard

  • Freshfields Bruckhaus Deringer LLP
  • -
  • United Kingdom
  • -
  • April 2 2013

This briefing provides an overview of the regulatory structure and the objectives, powers and approach of the regulators of the UK financial services

Preview 2013 (UK law)

  • Herbert Smith Freehills LLP
  • -
  • European Union, United Kingdom
  • -
  • January 15 2013

2013 will herald some significant changes to the UK legal arena, notably in the corporate area in relation to executive remuneration and narrative

Federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 17 2012

Joint Final Rule - Commodity Futures Trading Commission; Securities and Exchange Commission

Financial services legislative and regulatory update - December 3, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • December 3 2012

There must have been something in the turkey, because all of the optimism surrounding a positive resolution to the fiscal cliff seemed to have evaporated this week

Financial industry developments

  • Orrick Herrington & Sutcliffe LLP
  • -
  • USA
  • -
  • November 5 2012

On November 1, the FHFA announced that it was encouraged by Fannie Mae’s first Real Estate Owned pilot transactions and it made available additional details about the transactions

The Financial Markets Conduct Bill what came out in the wash?

  • Chapman Tripp
  • -
  • New Zealand
  • -
  • September 11 2012

The Financial Markets Conduct Bill has emerged from the Commerce Select Committee more finely honed and fit for purpose

Mutual funds and insurance companies eye major swap participant definition

  • Jorden Burt LLP
  • -
  • USA
  • -
  • August 27 2012

In April, the CFTC and SEC (the Commissions) finalized rules defining what swap or security-based swap activities will cause a person or company to be a major swap participant or a swap dealer under Dodd-Frank

Financial services regulatory reform update - August 6, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • August 6 2012

Members of Congress left town at the end of the week, fleeing the stifling heat of Washington, but not before providing a clear road map for the fall, lame duck and likely, the 2013 agenda

EU and international developments

  • A&L Goodbody
  • -
  • European Union
  • -
  • July 31 2012

The European Securities and Markets Authority (ESMA) issued a Questions and Answers document on Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS

Financial services legislative and regulatory update - June 18, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • June 18 2012

The theme of this past week once again, was crisis

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