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Financial services update March 31 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2014

The impact of technology on financial services, markets, and regulation was much in the news last week. Concerns included cyber security and the use

Financial services update February 24 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 24 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private

Financial services update December 16 2013 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 16 2013

December 31, 2013 - Derivatives Clearing Organizations and International Standards. 78 FR 72475. Consumer Financial Protection Bureau. January 1

Federal rules effective dates - September 2013 - November 2013

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 16 2013

Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations. 78 FR 49663. September 23, 2013 Clearing

Federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 17 2012

Joint Final Rule - Commodity Futures Trading Commission; Securities and Exchange Commission

Systemically important firms

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 21 2011

On February 17th, FDIC Chairman Sheila Bair, testifying before the Senate Banking Committee, discussed systemically important firms

Statement on legal entity identification for financial contracts

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 6 2010

On November 24th, the Treasury Department's Office of Financial Research published for comment a statement of policy regarding its preference to adopt through rulemaking a universal standard for identifying parties to financial contracts that is established and implemented by private industry and other relevant stakeholders through a consensus process

Agencies adopt model privacy form

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 7 2009

On December 1st, the Office of the Comptroller of the Currency, Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation, Office of Thrift Supervision, National Credit Union Administration, Federal Trade Commission, Commodity Futures Trading Commission, and Securities and Exchange Commission (the "Agencies") published in the Federal Register a model privacy form that financial institutions may rely on as a safe harbor to provide required disclosures under the Agencies' privacy rules