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CFTC and SEC jointly propose rules to protect against identity theft

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 5 2012

On February 28th, the CFTC and SEC jointly published for comment a proposed rule aimed at protecting investors from identity theft by ensuring that broker-dealers, mutual funds, and other SEC-regulated entities create programs to detect and respond appropriately to red flags

SEC and CFTC issue final red flags rules relating to identity theft

  • Sidley Austin LLP
  • -
  • USA
  • -
  • April 25 2013

The Securities and Exchange Commission ("SEC") and the Commodity Futures Trading Commission ("CFTC" and together with the SEC, the "Commissions"

Preview 2013 (UK law)

  • Herbert Smith Freehills LLP
  • -
  • European Union, United Kingdom
  • -
  • January 15 2013

2013 will herald some significant changes to the UK legal arena, notably in the corporate area in relation to executive remuneration and narrative

CFTC and SEC adopt identity theft rules

  • Davis Polk & Wardwell LLP
  • -
  • USA
  • -
  • April 29 2013

On April 10, 2013, the Commodity Futures Trading Commission (the "CFTC") and the Securities and Exchange Commission (the "SEC," and together with the

Financial services legislative and regulatory update - May 21 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • China, USA
  • -
  • May 21 2012

The news last week was clearly dominated by JP Morgans trading loss

CFTC recommends best practices for data privacy and information security

  • McGuireWoods LLP
  • -
  • USA
  • -
  • February 28 2014

Consistent with requirements under the Gramm-Leach-Bliley Act (GLBA) and regulations adopted by the Commodity Futures Trading Commission (CFTC) and

Public meeting of the technology advisory subcommittee on data standardization

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 29 2011

The Commodity Futures Trading Commission’s Technology Advisory Subcommittee on Data Standardization will hold its first public meeting on August 5

The new identity theft red flags rules - get ready!

  • Day Pitney LLP
  • -
  • USA
  • -
  • May 10 2013

In our April 15 Alert, we discussed the Securities and Exchange Commission's and the Commodity Futures Trading Commission's new rules requiring

Key year-end considerations for public companies

  • Gibson Dunn & Crutcher LLP
  • -
  • Iran, Syria, USA
  • -
  • November 2 2012

With the arrival of fall, calendar-year companies are gearing up for what promises to be another busy proxy season, preparing for new rules that will impact their disclosures and governance practices, and planning their 2013 board and committee calendars

Financial services report, fall 2012

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • October 4 2012

The Mars rover "Curiosity" stuck a perfect landing this quarter