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Results: 1-10 of 77

CFTC Division of Market Oversight declares e-mail and instant messages are “records” subject to mandatory preservation

  • McDermott Will & Emery
  • -
  • USA
  • -
  • February 12 2009

Futures commission merchants, introducing brokers and members of designated contract markets must preserve e-mail messages, instant messages and other records concerning commodity futures, commodity options and cash commodities

Financial services update April 21 2014 Securities and Exchange Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 21 2014

On April 16th, the SEC voted to propose new rules for security-based Swap Dealers and major security-based swap market participants. The proposed

International regulatory update 7 - 11 January 2013

  • Clifford Chance LLP
  • -
  • European Union, France, Global, India, Poland, Singapore, United Kingdom, USA
  • -
  • January 14 2013

EMIR: Extension of scrutiny period for Commission Delegated Regulations Basel III: Basel Committee releases revised version of Liquidity Coverage

The financial report November 21 2013 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • November 21 2013

According to CNBC, the Federal Reserve Board may delay by at least one year the implementation date for the Dodd-Frank Act’s Volcker Rule, which

A model of privacy

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • December 8 2009

The federal banking agencies and the CFTC, FTC, NCUA and SEC issued a final rule amending their respective privacy rules under Title V of the Gramm-Leach-Bliley Act ("GLBA") to provide a model privacy form that financial institutions may use to describe their privacy policies and to provide consumers with the opportunity to opt out of the sharing of information with non-affiliated third parties, as required by the GLBA

Final model privacy form under the Gramm-Leach-Bliley Act - effective December 31, 2009

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • January 4 2010

The OCC, FRB, FDIC, OTS, NCUA, FTC, CFTC, and SEC (the "Agencies") published final amendments to their rules that implement the privacy provisions of Subtitle A of Title V of the Gramm-Leach-Bliley Act ("GLB Act"

CFTC proposes rules to improve account ownership and control data collection

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 19 2010

On July 12th, the CFTC proposed for public comment new rules for the collection of certain ownership, control, and other information for all trading accounts active on U.S. futures exchanges and other reporting entities

Federal regulators release model consumer privacy notice Online Form Builder

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 16 2010

Eight federal regulators have released an Online Form Builder that financial institutions can download and use to develop and print customized versions of a model consumer privacy notice under the Gramm-Leach-Bliley Act (GLBA

Regulators provide online privacy notice builder to help financial institutions comply with Gramm Leach Bliley Act

  • Foley Hoag LLP
  • -
  • USA
  • -
  • April 22 2010

Last week a number of federal regulatory agencies rolled out an online privacy notice builder for financial institutions subject to one or more of the Gramm Leach Bliley Act (GLBA) regulations

Federal agencies release final model privacy notice for financial institutions

  • Locke Lord LLP
  • -
  • USA
  • -
  • November 25 2009

On November 17, eight federal regulatory agencies (the Board of Governors of the Federal Reserve System, Commodity Futures Trading Commission, Federal Deposit Insurance Corporation, Federal Trade Commission ("FTC"), National Credit Union Administration, Office of the Comptroller of the Currency, Office of Thrift Supervision, and Securities and Exchange Commission) released a final model privacy notice they jointly developed, in an effort to make it easier for consumers to understand how financial institutions collect and share information about them