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Results: 1-10 of 95

International regulatory update - 1 5 December 2014

  • Clifford Chance LLP
  • -
  • European Union, Global, Hong Kong, USA
  • -
  • December 12 2014

The European Securities and Markets Authority (ESMA) has launched a consultation on asset segregation requirements under the Alternative Investment

Hong Kong revises and further consults on draft rules for mandatory reporting of OTC derivatives and related record keeping

  • Herbert Smith Freehills LLP
  • -
  • Hong Kong
  • -
  • December 12 2014

The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) have published consultation conclusions on the draft rules

The financial report December 11, 2014 - news from Asia and the Pacific

  • DLA Piper LLP
  • -
  • Australia, Hong Kong
  • -
  • December 11 2014

The Hong Kong Monetary Authority and the Securities and Futures Commission published their conclusions on a joint public consultation on the

HKMA and SFC consultation conclusions pave way for mandatory reporting of OTC derivatives in Hong Kong in 2015

  • Clifford Chance LLP
  • -
  • Hong Kong
  • -
  • December 4 2014

The Hong Kong Monetary Authority ("HKMA") and the Securities and Futures Commission ("SFC") released their consultation conclusions (the

Financial litigation roundup - Autumn 2014

  • RPC
  • -
  • Hong Kong, Singapore, United Kingdom
  • -
  • December 3 2014

The High Court found that the defendants, Barclays and Tricorona, had misused the claimant, CF Partners’, confidential information and awarded

Hong Kong OTC derivatives regulation - phased implementation of reporting obligations

  • Deacons
  • -
  • Hong Kong
  • -
  • December 1 2014

On 28 November 2014, the Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) issued their conclusions on a joint

Hong Kong SFC and HKMA announce conclusions on reporting and record keeping related to OTC derivatives

  • Katten Muchin Rosenman LLP
  • -
  • Hong Kong
  • -
  • November 30 2014

The Hong Kong Monetary Authority and the Securities and Futures Commission announced a phase-in approach to mandatory reporting and record keeping

International regulatory update - 10 14 November 2014

  • Clifford Chance LLP
  • -
  • Canada, European Union, Germany, Global, Hong Kong, Poland
  • -
  • November 18 2014

The EU Council has adopted the regulation on key information documents for packaged retail and insurance-based investment products (PRIIPS). The

Stock Connect is open for business: funds and managers will soon be able to trade Shanghai-listed equities

  • Dechert LLP
  • -
  • China, Hong Kong
  • -
  • November 12 2014

Regulators in Hong Kong and China recently announced the imminent launch of “Stock Connect” on next Monday, November 17, 2014. Stock Connect gives a

European Commission equivalence decisions a welcome development for Asia Pacific clearing houses

  • Clifford Chance LLP
  • -
  • Australia, European Union, Hong Kong, Japan, Singapore
  • -
  • November 6 2014

In a welcome development for clearing houses ("CCPs") in Hong Kong, Singapore, Australia and Japan, the European Commission adopted its first