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The financial report July 24, 2014 - news from Asia and the Pacific

  • DLA Piper LLP
  • -
  • Hong Kong, Singapore
  • -
  • July 24 2014

The Hong Kong Securities and Futures Commission released the Consultation Conclusions on Amendments to the Code on Real Estate Investment Trusts. The

Financial litigation roundup - Summer 2014

  • RPC
  • -
  • Hong Kong, United Kingdom
  • -
  • June 24 2014

The Financial Conduct Authority (FCA) and the German financial markets regulator, BaFin, are currently investigating manipulation of the “London gold

International regulatory update - 16 20 June 2014

  • Clifford Chance LLP
  • -
  • Belgium, Canada, China, European Union, Global, Hong Kong, Netherlands, Singapore, Switzerland, United Kingdom
  • -
  • June 24 2014

The EU Commission has launched a consultation on the contributions of credit institutions to resolution financing arrangements under the Bank

International regulatory update - 9 13 June 2014

  • Clifford Chance LLP
  • -
  • China, European Union, Hong Kong, India, Japan, Netherlands, Switzerland, United Kingdom, USA
  • -
  • June 17 2014

The new Markets in Financial Instruments Directive (MiFID 2) and Regulation (MiFIR) have been published in the Official Journal. Amongst other things

International regulatory update 12 16 May 2014

  • Clifford Chance LLP
  • -
  • Belgium, China, European Union, Hong Kong, Japan, Luxembourg, United Kingdom, USA
  • -
  • May 19 2014

The EU Council has formally approved the proposals for a directive on markets in financial instruments repealing Directive 200439EC (MiFID 2) and a

This week in securities litigation (week ending may 16, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • May 15 2014

The Commission got split decisions in court this week. It prevailed in one high profile trial, obtaining a jury verdict in its favor. It lost a

The Securities and Futures (Amendment) Ordinance 2014: new investigative and disciplinary powers of SFC and HKMA

  • Deacons
  • -
  • Hong Kong
  • -
  • April 30 2014

The new regime under the Securities and Futures (Amendment) Ordinance 2014 (to come into operation on a date to be appointed by the Secretary for

High Court ruled against the magistrate's approach in considering the charges of false trading

  • Deacons
  • -
  • Hong Kong
  • -
  • April 30 2014

The Court of First Instance allowed the appeal of the Securities and Futures Commission ("SFC") against the acquittal of a retail investor and

Hong Kong OTC derivatives regulation amending legislation passed

  • Deacons
  • -
  • Hong Kong
  • -
  • April 29 2014

The Securities and Futures (Amendment) Ordinance was gazetted on 4 April 2014 and will come into effect on a future date, to be specified. The

Eversheds' Spotlight - the global financial services disputes and investigations (FSDI) briefing - April 2014

  • Eversheds LLP
  • -
  • European Union, France, Germany, Hong Kong, Ireland, Italy, Netherlands, Poland, Spain, United Arab Emirates, United Kingdom
  • -
  • April 17 2014

France has recently created a new role in the prosecution office, a Public Prosecutor specifically for financial offences with national jurisdiction