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Results: 1-10 of 98

Time to review your selling practices

  • Deacons
  • -
  • Hong Kong
  • -
  • February 12 2015

The SFC conducted a second mystery shopping exercise between April and September last year on 10 licensed corporations (five brokers, two fund

International regulatory update - 2 - 6 February 2015

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, India, Myanmar, Singapore, South Korea, United Kingdom
  • -
  • February 10 2015

International Regulatory Update 1 International Regulatory Update 2 - 6 February 2015 IN THIS WEEK'S NEWS Market Abuse Regulation: ESMA publishes

EMIR update

  • William Fry
  • -
  • Hong Kong
  • -
  • February 5 2015

On 15 December 2014, ESMA and the Hong Kong Securities and Futures Commission entered into a Memorandum of Understanding (MOU) relating to Hong

Mandatory reporting of Over-The-Counter (OTC) derivatives

  • Eversheds LLP
  • -
  • Hong Kong
  • -
  • January 27 2015

Amendments made to the Securities and Futures Ordinance in March 2014 on mandatory reporting and record keeping obligations in respect of OTC

International regulatory update - 5 9 January 2015

  • Clifford Chance LLP
  • -
  • China, European Union, Hong Kong, Latvia, Lithuania, Luxembourg, Singapore, South Korea, United Kingdom
  • -
  • January 13 2015

Latvia has taken over the EU Council’s six-month rotating Presidency. The Latvian Presidency has published its programme setting out priorities for

HKMA announces findings of its investigation into FX trading operations of HK banks

  • Herbert Smith Freehills LLP
  • -
  • Hong Kong
  • -
  • January 9 2015

On 19 December 2014 the Hong Kong Monetary Authority (HKMA) announced the outcome of its investigation into the foreign exchange (FX) trading

International regulatory update - 1 5 December 2014

  • Clifford Chance LLP
  • -
  • European Union, Global, Hong Kong, USA
  • -
  • December 12 2014

The European Securities and Markets Authority (ESMA) has launched a consultation on asset segregation requirements under the Alternative Investment

Hong Kong revises and further consults on draft rules for mandatory reporting of OTC derivatives and related record keeping

  • Herbert Smith Freehills LLP
  • -
  • Hong Kong
  • -
  • December 12 2014

The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) have published consultation conclusions on the draft rules

The financial report December 11, 2014 - news from Asia and the Pacific

  • DLA Piper LLP
  • -
  • Australia, Hong Kong
  • -
  • December 11 2014

The Hong Kong Monetary Authority and the Securities and Futures Commission published their conclusions on a joint public consultation on the

HKMA and SFC consultation conclusions pave way for mandatory reporting of OTC derivatives in Hong Kong in 2015

  • Clifford Chance LLP
  • -
  • Hong Kong
  • -
  • December 4 2014

The Hong Kong Monetary Authority ("HKMA") and the Securities and Futures Commission ("SFC") released their consultation conclusions (the