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Results: 1-10 of 42

Electronic trading : new Hong Kong regulations in 2014

  • King & Wood Mallesons
  • -
  • Hong Kong
  • -
  • April 22 2013

High frequency (HF) and algorithmic (algo) trading1 has attracted regulators' attention for some time. Following global initiatives to regulate HF

The Hong Kong sevens: tackling seven issues in the licensing of "regulated activities" under the Securities and Futures Ordinance

  • King & Wood Mallesons
  • -
  • Hong Kong
  • -
  • March 26 2013

Regulators across the globe have been increasingly proactive in detecting and taking action against unlicensed activities. Taking the Hong Kong

The Securities & Futures Appeals Tribunal ten years on - an effective review panel?

  • Sidley Austin LLP
  • -
  • Hong Kong
  • -
  • March 12 2013

This year marks the 10th anniversary of the Hong Kong Securities & Futures Appeals Tribunal (SFAT), established on April 1, 2003 under Part XI of the

International regulatory update 4 Feb-8 Feb 2013

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, Singapore, United Kingdom, USA
  • -
  • February 11 2013

EMIR: European Parliament’s resolution to reject Delegated regulations withdrawn; MiFID review: EU Council Presidency publishes Compromise texts

International regulatory update 21 December 2012-4 January 2013

  • Clifford Chance LLP
  • -
  • China, European Union, Germany, Hong Kong, Malaysia, Singapore, Spain, United Kingdom, USA
  • -
  • January 7 2013

Ireland commences EU Council Presidency PRIPS: ECON Committee reports on proposed Regulation on key information documents EMIR: Implementing

Financial services quarterly report

  • Dechert LLP
  • -
  • European Union, Hong Kong, USA
  • -
  • December 18 2012

In 2008, supervisory authorities in several EU Member States and elsewhere, including the United States and Japan, adopted emergency measures to restrict or ban short selling, either in some or all financial instruments, with a focus on financial instruments issued by banks and other financial services providers

International regulatory update 10-14 December 2012

  • Clifford Chance LLP
  • -
  • European Union, Germany, Hong Kong, Italy, Spain, United Kingdom, USA
  • -
  • December 17 2012

The European Council (Heads of State or Government) has published the conclusions from its meeting on 13 and 14 December 2012, at which it agreed on a roadmap for the completion of the Economic and Monetary Union

This week in securities litigation (week ending October 26, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • October 26 2012

The focus this week was on white collar criminal securities cases

Regulations regarding Shenzhen Qianhai Zone and the treatment under CEPA

  • Squire Sanders
  • -
  • China, Hong Kong
  • -
  • September 10 2012

New cooperation zone to strengthen collaboration between Hong Kong, Shenzhen and the Pearl River Delta

International regulatory update

  • Clifford Chance LLP
  • -
  • Australia, European Union, France, Germany, Global, Hong Kong, Italy, Luxembourg, Poland, United Kingdom
  • -
  • August 6 2012

The EBA, EIOPA and ESMA have published a press release confirming that the deadline for the submission of the joint regulatory technical standards covering risk mitigation techniques for OTC derivatives not cleared by central counterparties (CCPs) under the regulation on OTC derivatives and market infrastructures will be postponed

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