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Results: 11-20 of 3,914

SEC reopening comment periods for certain rulemaking releases and policy statement applicable to security-based swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 10 2013

Under the Dodd-Frank Wall Street Reform and Consumer Protection Act, regulatory authority over derivatives is divided between the Securities and

Dodd-Frank update: CFTC inter-affiliate swap clearing exemption

  • Haynes and Boone LLP
  • -
  • USA
  • -
  • May 10 2013

On April 1, 2013, the U.S. Commodity Futures Trading Commission ("CFTC") issued a final rule exempting swaps between certain affiliated entities from

Derivative product companies: a comparison of new rating agency guidelines

  • Cadwalader Wickersham & Taft LLP
  • -
  • USA
  • -
  • May 10 2013

Derivative product companies ("DPCs") are structured financial entities that act as intermediaries for, or guarantors of, an affiliated entity (the

Proposed rules: cross-border swaps activities

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 6 2013

On May 1st, the SEC published for comment proposed rules and interpretive guidance for parties to cross-border security-based swap transactions. The

Time-limited no-action relief for prime brokerage

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 6 2013

On April 30th, the CFTC's Division of Swap Dealer and Intermediary Oversight issued a time-limited no-action letter that provides SDs with relief

Other developments: order of registration issued to NGX

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 6 2013

On May 2nd, the CFTC issued an Order of Registration to the Natural Gas Exchange Inc., a foreign board of trade located in Calgary, Alberta, Canada

Federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 6 2013

June 7, 2013 Dual and Multiple Associations of Persons Associated with Swap Dealers, Major Swap Participants and Other Commission Registrants. 78 FR

The fixed income clearing corporation: proposal regarding options on interest rate futures contracts is filed

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 6 2013

On April 29th, the SEC provided notice of the Fixed Income Clearing Corporation's filing of a proposed rule change that would allow FICC to include

Concept release

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 6 2013

On May 1st, FCW.com discussed the CFTC's upcoming technology report. The report, which will be issued as a concept release, will be published on an

Disclosure relief for certain Forex swaps and futures

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 6 2013

On May 1st, the CFTC's Division of Swap Dealer and Intermediary Oversight issued a no-action letter that provides SDs and MSPs with relief from

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