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Results: 11-20 of 1,308

Financial services update September 15 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

In an exemptive letter issued September 9, the CFTC harmonized its regulations on general solicitation and advertising for commodity pool operators

Financial services update September 15 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

Regulatory Capital Rules: Advanced Approaches Risk-Based Capital Rule, Revisions to the Definition of Eligible Guarantee. 79 FR

Financial services update September 15 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

Dow and several foreign banks created partnerships that generated over one billion dollars in tax deductions for Dow. The partnerships allocated the

Financial services update September 15 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

On September 8th, the CFTC’s Division of Swap Dealer and Intermediary Oversight issued a no-action letter for commodity pool operators of certain

Financial services update September 8 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 8 2014

On September 5th, The Wall Street Journal summarized comments made by Commodity Futures Trading Commission (“CFTC”) Chair Timothy Massad. The CFTC is

Financial services update September 8 2014 exchanges and self-regulatory organizations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 8 2014

On August 28th, the SEC provided notice of BATS Exchange’s filing of a proposed amendment to add certain price sliding functionality to the

Financial services update September 8 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 8 2014

Regulatory Capital Rules: Advanced Approaches Risk-Based Capital Rule, Revisions to the Definition of Eligible Guarantee. 79 FR

Financial services update August 25 2014 exchanges and self-regulatory organizations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 25 2014

On August 19th, the SEC provided notice of the Chicago Board Options Exchange's withdrawal of a proposed rule change to add Rule 6.19, "Trade

Financial services update August 25 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 25 2014

On August 18th, the Commodity Futures Trading Commission's ("CFTC") Division of Market Oversight issued a no-action letter providing swap execution

Financial services update August 25 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 25 2014

Regulatory Capital Rules: Advanced Approaches Risk-Based Capital Rule, Revisions to the Definition of Eligible Guarantee. 79 FR