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Results: 11-20 of 1,299

Financial services update August 25 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 25 2014

Regulatory Capital Rules: Advanced Approaches Risk-Based Capital Rule, Revisions to the Definition of Eligible Guarantee. 79 FR

Financial services update August 18 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 18 2014

Transferred OTS Regulations and FDIC Regulations Regarding Post-Employment Activities of Senior Examiners. 79 FR 42181

Financial services update August 18 2014 exchanges and self-regulatory organizations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 18 2014

On August 13th, the SEC approved the Chicago Board Options Exchange's proposal to define a "Tied to Stock Order" and establish reporting

Financial services update August 11 2014 exchanges and self-regulatory organizations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 11 2014

On August 6th, the Financial Industry Regulatory Authority (FINRA) announced the amendment of the definition of "Hearing Officer" to include a

Financial services update August 11 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 11 2014

On August 6th, the CFTC posted the Division of Swap Dealer and Intermediary Oversight's June 20, 2014 letter granting a request for relief from the

Financial services update August 11 2014 industry news

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 11 2014

On August 6th, DealBook summarized the findings of the most recent Cornerstone ResearchStanford Law School report on class action securities fraud

Financial services update August 4 2014 exchanges and self-regulatory organizations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 4 2014

On July 30th, Reuters reported the SEC may consider exceptions to its best execution rules which require brokerages to complete a trade as fast as

Financial services update August 4 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 4 2014

On July 30th, Bloomberg reported the CFTC has sent regulatory sweep letters to five banks. The letters seek information on whether the banks have

Financial services update July 28 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 28 2014

Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing

Financial services update July 28 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 28 2014

On July 23rd, the CFTC's Division of Market Oversight issued a no-action letter that provides additional time for reporting parties to comply with