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Results: 11-20 of 1,246

Financial services update March 10 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 10 2014

On February 28, the Division of Market Oversight republished guidance regarding the Trade Option Form filing process and the circumstances which

Financial services update March 10 2014 Exchanges and Self-Regulatory Organizations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 10 2014

On March 5th, the SEC approved BATS Exchange's proposed amendments to allow the Exchange's equity options trading platform ("BATS Options") to

Financial services update March 10 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 10 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private

Financial services update March 3 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 3 2014

On February 26th, the CFTC's Division of Swap Dealer and Intermediary Oversight issued a Staff Advisory that outlines recommended best practices for

Financial services update March 3 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 3 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private

Financial services update March 3 2014 feature: U.K. developments

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • March 3 2014

The three principal U.K. financial market supervisors have each made significant announcements in the last month-and-a-half. Last week, the Bank of

Financial services update February 24 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 24 2014

On February 18th, the Commodity Futures Trading Commission's ("CFTC") Division of Clearing and Risk provided guidance to ASX Clear (Futures) Pty

Financial services update February 24 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 24 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private

Financial services update February 24 2014 exchanges and self-regulatory organizations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 24 2014

On February 20th, Bloomberg reported stock exchange representatives and participants have been lobbying the SEC as part of an effort to reform the

Financial Services Update Federal Rules effective dates February 2014 - April 2014 February 18 2014

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 18 2014

Commodity Futures Trading Commission. April 1, 2014 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships