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Disclosure relief for certain Forex swaps and futures

Winston & Strawn LLP
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USA
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May 6 2013

On May 1st, the CFTC's Division of Swap Dealer and Intermediary Oversight issued a no-action letter that provides SDs and MSPs with relief from

Commissioner Chilton suggests transaction fee

Winston & Strawn LLP
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USA
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May 6 2013

On May 1st, CFTC Commissioner Bart Chilton suggested the imposition of transaction fees to help fund the CFTC. End-users would be exempted from the

Financial services update, vol. 8, number 18

Winston & Strawn LLP
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USA
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May 6 2013

On May 1st, the date on which many of the External Business Conduct Standards rules went into effect for swap dealers ("SDs") and major swap

The options clearing corporation: change in expiration date proposed

Winston & Strawn LLP
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USA
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May 6 2013

On April 30th, the SEC provided notice of The Options Clearing Corporation's filing of a proposal that would change the expiration date for most

National securities clearing corporation: supplemental liquidity obligation proposed

Winston & Strawn LLP
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USA
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May 6 2013

On April 25th, the SEC advised that the National Securities Clearing Corporation has filed an advance notice of a proposed change that would

Regulatory relief: time-limited no-action relief from certain external business conduct standards

Winston & Strawn LLP
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USA
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May 6 2013

On May 2nd, the CFTC's Division of Swap Dealer and Intermediary Oversight issued a time-limited no-action letter that provides swap dealers ("SDs"

The Options Clearing Corporation: Revision to Clearing Fund calculation approved

Winston & Strawn LLP
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USA
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April 29 2013

On April 18th, the SEC approved The Options Clearing Corporation's proposed rule change to implement a revised method of calculating Clearing

National Futures Association: CPO and CTA quarterly reporting requirements

Winston & Strawn LLP
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USA
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April 29 2013

On April 24th, the National Futures Association announced amendments aimed at eliminating duplication and aligning NFA filing deadlines with those of

Business conduct standards and documentation requirements for swap dealers and major swap participants

Winston & Strawn LLP
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USA
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April 29 2013

On April 23rd, the National Futures Association reminded members that provisionally registered swap dealers ("SDs") and major swap participants

BOX Options Exchange: Proposed complex order amendments approved

Winston & Strawn LLP
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USA
-
April 29 2013

On April 19th, the SEC approved the BOX Options Exchange's proposed amendment of its rules governing the trading of Complex Orders to: (i) adopt

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Search results

Disclosure relief for certain Forex swaps and futures

Commissioner Chilton suggests transaction fee

Financial services update, vol. 8, number 18

The options clearing corporation: change in expiration date proposed

National securities clearing corporation: supplemental liquidity obligation proposed

Regulatory relief: time-limited no-action relief from certain external business conduct standards

The Options Clearing Corporation: Revision to Clearing Fund calculation approved

National Futures Association: CPO and CTA quarterly reporting requirements

Business conduct standards and documentation requirements for swap dealers and major swap participants

BOX Options Exchange: Proposed complex order amendments approved

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