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Financial services update April 8 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 8 2014

On March 31st, the Commodity Futures Trading Commission Acting Chairman Mark Wetjen and Office of Financial Research Director Richard Berner announced

Financial services update April 8 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 8 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and

Financial services update March 31 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2014

The impact of technology on financial services, markets, and regulation was much in the news last week. Concerns included cyber security and the use

Financial services update March 31 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2014

Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

Financial services update March 31 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2014

On March 27th, the CFTC filed and settled charges against Morgan Stanley Smith Barney LLC for violations of CFTC rules regarding the segregation of

Financial services update March 24 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 24 2014

Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing

Financial services update March 24 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 24 2014

On March 19th, the Division of Swap Dealer and Intermediary Oversight posted its February 28, 2014 letter in which it took a no-action position with

Financial services update March 17 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 17 2014

On March 10th, the CFTC's Division of Clearing and Risk ("DCR") extended the time-limited no-action relief to Eurex Clearing AG ("Eurex Clearing"

Financial services update March 17 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 17 2014

Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

Financial services update March 17 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 17 2014

On March 10th, the U.S. Supreme Court granted the writ of certiorari in Public Employees Retirement System of Mississippi v. IndyMacMBS, Inc. to