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Financial services update January 20 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • January 20 2015

On January 13th, the Commodity Futures Trading Commission's ("CFTC") Division of Market Oversight extended to January 16, 2016, the time-limited

Financial services update January 12 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • January 12 2015

On January 5th, the Commodity Futures Trading Commission ("CFTC") made clear that those wishing to submit comments during the reopened comment

Financial services update December 8 2014 industry news

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 8 2014

On December 3, Bloomberg discussed the future of the swaps push-out rule, the provision of the Dodd-Frank Act which requires banks to move their

Financial services update December 8 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 8 2014

The International Swaps and Derivatives Association, Inc. ("ISDA") published the ISDA 2014 Resolution Stay Protocol (the "Protocol") on November 12

Financial services update December 8 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 8 2014

On December 1, the CFTC reopened the comment period for its proposed position limit rulemaking that would establish speculative position limits for

Financial services update December 8 2014 exchanges and self-regulatory organizations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 8 2014

On December 4, Bloomberg reported the Financial Industry Regulatory Authority will publish for comment a proposed rule that would require additional

Financial services update November 24 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 24 2014

On November 14th, the CFTC's Divisions of Swap Dealer and Intermediary Oversight, Clearing and Risk, and Market Oversight issued a time-limited

Financial services update November 17 2014 exchanges and self-regulatory organizations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 17 2014

On November 10th, the SEC approved BATS Exchange’s proposed amendment of BATS Rule 21.7 (“Market Opening Procedures”) to modify the process by which

Financial services update November 17 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 17 2014

On November 13th, the CFTC and SEC published for comment proposed clarifications of the CFTC’s interpretation concerning forward contracts with

Financial services update November 10 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 10 2014

On November 3rd, the CFTC published for comment a proposed amendment to Regulation 1.22, which prohibits a futures commission merchant ("FCM") from