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Financial services update April 14 2014 feature: high-frequency trading

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 14 2014

High-frequency trading ("HFT") is an issue that has been simmering for some time. In September, the Commodity Futures Trading Commission ("CFTC"

Financial services update April 14 2014 exchanges and self-regulatory organizations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 14 2014

On April 10th, The Wall Street Journal reported an interview with Richard Ketchum, the chairman and Chief Executive of Financial Industry Regulatory

Financial services update April 14 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 14 2014

The House Agriculture Committee introduced a 48-page bill this week that would require the CFTC to probe into the costs of enforcing its Dodd-Frank

Financial services update April 14 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 14 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds.79

Financial services update April 8 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 8 2014

On March 31st, the Commodity Futures Trading Commission Acting Chairman Mark Wetjen and Office of Financial Research Director Richard Berner announced

Financial services update April 8 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 8 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and

Financial services update March 31 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2014

The impact of technology on financial services, markets, and regulation was much in the news last week. Concerns included cyber security and the use

Financial services update March 31 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2014

Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

Financial services update March 31 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2014

On March 27th, the CFTC filed and settled charges against Morgan Stanley Smith Barney LLC for violations of CFTC rules regarding the segregation of

Financial services update March 24 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 24 2014

Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing