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Financial services update November 24 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 24 2014

On November 14th, the CFTC's Divisions of Swap Dealer and Intermediary Oversight, Clearing and Risk, and Market Oversight issued a time-limited

Financial services update November 17 2014 exchanges and self-regulatory organizations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 17 2014

On November 10th, the SEC approved BATS Exchange’s proposed amendment of BATS Rule 21.7 (“Market Opening Procedures”) to modify the process by which

Financial services update November 17 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 17 2014

On November 13th, the CFTC and SEC published for comment proposed clarifications of the CFTC’s interpretation concerning forward contracts with

Financial services update November 10 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 10 2014

On November 3rd, the CFTC published for comment a proposed amendment to Regulation 1.22, which prohibits a futures commission merchant ("FCM") from

Financial services update November 3 2014 feature: developments in the E.U.

  • Winston & Strawn LLP
  • -
  • European Union
  • -
  • November 3 2014

In the last month the European Securities and Markets Authority (“ESMA”) published guidance concerning: Its enforcement priorities for 2014

Financial services update November 3 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 3 2014

On October 29th, the Commodity Futures Trading Commission’s (“CFTC”) Division of Market Oversight provided no-action relief to Victoria University of

Financial services update October 27 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 27 2014

Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special

Financial services update October 27 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 27 2014

On October 23rd, the Commodity Futures Trading Commission's ("CFTC") Division of Swap Dealer and Intermediary Oversight issued an interpretation of

Commodity Futures Trading Commission issues clarification regarding CPO delegation and provides self executing exemptive relief

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 24 2014

On October 15, the Division of Swap Dealer and Intermediary Oversight (the "Division") of the Commodity Futures Trading Commission (the "CFTC"

Financial services update October 20 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 20 2014

Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special