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CFTC approves final regulations governing exemption from required clearing for inter-affiliate swaps
- Leonard, Street and Deinard
- -
- USA
- -
- April 1 2013
The CFTC has issued a final rule to exempt swaps between certain affiliated entities within a corporate group from the clearing requirement under the
ECP guarantor provisions in corporate credit agreements
- Leonard, Street and Deinard
- -
- USA
- -
- April 29 2013
Many corporate credit agreements are supported by subsidiary guarantees. Those guarantees often include not only the guaranty of the obligations
CFTC reminds all swap counterparties of April 10 deadline to obtain a CICI identifier
- Leonard, Street and Deinard
- -
- USA
- -
- March 20 2013
The Division of Market Oversight, or DMO, and Office of Data and Technology, or ODT of the CFTC have issued an advisory reminding all swap
CFTC issues proposed rules on financial resource requirements for DCOs and SIDCOs and conflicts of interest
- Leonard, Street and Deinard
- -
- USA
- -
- October 3 2010
On October 1, 2010, the CFTC issued proposed rules on financial resource requirements for derivative clearing organizations ("DCOs") and systematically important DCOs ("SIDCOs"
CFTC: if Rule 10b-5 works for the SEC, it should work for us too (and maybe we’ll win more than one case every 35 years)
- Leonard, Street and Deinard
- -
- USA
- -
- July 7 2011
The CFTC’s new anti-manipulation and anti-fraud rules are based on the SEC’s Rule 10b-5
CFCT sheds light on definition of commodity pool
- Leonard, Street and Deinard
- -
- USA
- -
- October 12 2012
Perhaps one of the most important questions since the Dodd-Frank Act is “What is a commodity pool”?
CFTC Commissioners bicker about budget and performance report
- Leonard, Street and Deinard
- -
- USA
- -
- April 12 2013
There continues to be significant public discord amongst the Commissioners at the CFTC. 2014 Budget; According to Commissioner Scott O’Malia “Given
Recent SEC actions on broker voting, executive stock options, compensation and corporate governance and shareholder access to proxy statements
- Leonard, Street and Deinard
- -
- USA
- -
- July 10 2009
The Securities and Exchange Commission (SEC) recently approved a New York Stock Exchange (NYSE) proposal to eliminate broker discretionary voting for directors and a Chicago Board Options Exchange proposal related to stock options
SEC proposes rules to mitigate conflicts of interest involving security-based swaps
- Leonard, Street and Deinard
- -
- USA
- -
- October 13 2010
The SEC has proposed rules intended to mitigate conflicts of interest for security-based swap clearing agencies, security-based swap execution facilities, and national securities exchanges that post security-based swaps or make them available for trading
CFTC to hold open meeting on second series of proposed rules under the Dodd-Frank Act
- Leonard, Street and Deinard
- -
- USA
- -
- October 13 2010
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, October 19, 2010, at 9:30 a.m. to consider the issuance of the following proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act
Current Search
- Workarea - Derivatives
- Author - Steve Quinlivan
- Firm Name - Leonard, Street and Deinard