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Results: 1-10 of 44

NFA issues notice regarding CPO and CTA reports and filing requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 3 2014

On October 1, National Futures Association issued Notice to Members I-14-26 informing commodity pool operators (CPOs) of changes to Form PQR and to

Foreign Listed Stock Index Futures and Options Approvals Chart

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions

CFTC aligns CPO regulation with JOBS Act, provides other guidance for CPOs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 12 2014

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) recently issued several letters affecting

Foreign Listed Stock Index Futures and Options Approval

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are

Foreign Listed Stock Index Futures and Options Approval Chart June 21, 2013

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 21 2013

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of June 21, 2013. All prior versions are

CFTC issues guidance in conjunction with "swap" definition effective date

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 19 2012

In light of the numerous regulatory changes triggered by the definition of “swap” taking effect on October 12, Commodity Futures Trading Commission staff released a series of no-action letters and interpretations late last week

CFTC approves final rule on swap data recordkeeping and reporting requirements for pre-Dodd-Frank swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 25 2012

On May 18, the Commodity Futures Trading Commission approved a final rule on swap data recordkeeping and reporting requirements for pre-enactment swaps and transition swaps

CFTC proposes revised aggregation rules for futures and swaps position limits

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 25 2012

On May 18, the Commodity Futures Trading Commission issued a notice of proposed rulemaking that would modify the CFTC’s aggregation provisions related to speculative position limits

Foreign listed stock index futures and options approvals

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • February 15 2012

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012

Joint report to Congress on international swap regulation

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 3 2012

On February 1, the Commodity Futures Trading Commission and the Securities and Exchange Commission (the Agencies) submitted to Congress a Joint Report of International Swap Regulations (Report