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Results: 11-20 of 212

CFTC approves amended Order of Registration for LCH.Clearnet Ltd.

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 19 2014

On December 17, the Commodity Futures Trading Commission approved the application of LCH.Clearnet Ltd. for an Amended Order of Registration as a

CME issues revisions to wash trade Advisory Notice

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 19 2014

On December 17, the CME Group Exchanges (CME Group) issued Market Regulation Advisory Notice RA1411-5 to provide updated guidance on wash trades. The

CFTC extends relief from certain recordkeeping requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 19 2014

The Division of Swap Dealer and Intermediary Oversight and the Division of Market Oversight (Divisions) of the Commodity Futures Trading Commission

NFA issues guidance on exempt and excluded CPOs and CTAs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 5 2014

On December 3, National Futures Association (NFA) issued guidance reminding firms that are relying on certain exemptions or exclusions from

NFA proposes amendment to NFA Compliance Rule 2-4

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 5 2014

On December 1, National Futures Association (NFA) filed with the Commodity Futures Trading Commission for review and approval a proposed amendment to

CFTC seeks input on new Market Risk Advisory Committee

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 21 2014

The Commodity Futures Trading Commission is seeking comments on potential topics for discussion at future Market Risk Advisory Committee (MRAC

CFTC proposes to revise interpretation on forward contracts with embedded volumetric optionality

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 21 2014

On August 13, 2012, the Commodity Futures Trading Commission published for comment an interpretation to clarify the circumstances in which a contract

CFTC extends relief for non-US swap dealers from transaction-level requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 21 2014

The Division of Swap Dealer and Intermediary Oversight, Division of Clearing and Risk and the Division of Market Oversight (Divisions) of the

CFTC Agricultural Advisory Committee to meet on December 9

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 21 2014

The Agricultural Advisory Committee of the Commodity Futures Trading Commission will convene on December 9 to discuss deliverable supplies of

CFTC issues 30.7 customer funds no-action relief and interpretation

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 14 2014

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission has issued no-action relief and