We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 11-20 of 175

CFTC seeks additional comments on position limits for physical commodity derivatives

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 30 2014

The Commodity Futures Trading Commission is seeking additional comments on its proposed regulations relating to position limits for physical

NFA adopts fee for registration non-disclosures

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 23 2014

National Futures Association (NFA) has adopted a rule requiring firms and individuals to pay $1,000 fines for failing to disclose disciplinary

CFTC hands out first whistleblower award

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 23 2014

The Commodity Futures Trading Commission has announced the first award under its Whistleblower Program. The CFTC will pay an anonymous recipient

JAC issues guidance on margin funds

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 23 2014

The Joint Audit Committee (JAC) has issued a regulatory alert regarding the receipt and disbursement of margin funds. As noted in the regulatory

CME delays prohibition on transitory EFRPs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 23 2014

As reported in the Corporate and Financial Weekly Digest edition of April 18, 2014, CME Group has issued an advisory notice prohibiting transitory

CFTC staff announces streamlined no-action relief process for certain CPOs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 16 2014

On May 12, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight announced a streamlined process that will

CFTC provides relief regarding package transactions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 2 2014

On May 1, the Commodity Futures Trading Commission's Divisions of Market Oversight and Clearing and Risk (Divisions) issued No-Action Letter No

CME launches exchange action database

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 25 2014

On April 23, CME Group Inc. issued a special executive report informing market participants that it has launched a searchable database of

CFTC issues updated relief for cross-border trading of swaps on qualifying multilateral trading facilities in the European Union

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • April 24 2014

On April 9, 2014, the Division of Market Oversight (DMO) and Division of Swap Dealer and Intermediary Oversight (DSIO) (together, the Divisions) of

Foreign Listed Stock Index Futures and Options Approval

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are