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Results: 11-20 of 228

CFTC’s Energy and Environmental Markets Advisory Committee to hold meeting

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 20 2015

The Commodity Futures Trading Commission’s Energy and Environmental Markets Advisory Committee will hold a meeting on February 26. The meeting, which

CFTC staff issues no-action relief from certain financial reporting requirements applicable to introducing brokers

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 30 2015

On January 23, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter

NFA announces new filing process for swap dealer and major swap participant CCO reports

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 30 2015

On January 23, the National Futures Association (NFA) issued a notice informing its members that the annual reports required by NFA rules to be

CME Group exchanges revise position limit rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 30 2015

The Chicago Mercantile Exchange, Chicago Board of Trade, New York Mercantile Exchange and Commodity Exchange have revised their position limit rules

NFA increases minimum security deposits for forex transactions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 30 2015

The Executive Committee of the National Futures Association (NFA) has temporarily increased the minimum security deposits required to be collected

CFTC grants order of registration to Tokyo Commodity Exchange

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 23 2015

The Commodity Futures Trading Commission has issued an order granting the Tokyo Commodity Exchangean exchange subject to the regulatory supervision

CFTC staff extends no-action relief to certain reporting counterparties masking identifying information pursuant to non-US law

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 16 2015

On January 8, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) granted an extension of previously

CME strikes revisions to wash trade Advisory Notice regarding block trades

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 9 2015

On January 6, the CME Group Exchanges (CME Group) issued an amended Advisory Notice on wash trades, which removes language prohibiting block trades

ICE Futures U.S. adopts disruptive trading practices rule

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 9 2015

On December 29, 2014, ICE Futures U.S. (ICE) proposed a new rule to prohibit certain disruptive trading practices. The proposed rule broadly prohibits

CFTC staff issues guidance regarding chief compliance officer annual reports

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 9 2015

On December 22, 2014, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued guidance regarding