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CFTC requests public comment on LCH.Clearnet SA derivatives clearing organization application
- Katten Muchin Rosenman LLP
- -
- USA
- -
- July 27 2012
On July 26, the Commodity Futures Trading Commission requested public comment on an application by LCH.Clearnet SA for registration as a derivatives clearing organization
CFTC withdraws and re-issues proposed ownership and control reports rule
- Katten Muchin Rosenman LLP
- -
- USA
- -
- July 27 2012
On July 26, the Commodity Futures Trading Commission withdrew a prior proposal and issued a new proposed rule relating to the collection of ownership and control information
CFTC approves swap transaction compliance and implementation schedule rule
- Katten Muchin Rosenman LLP
- -
- USA
- -
- July 27 2012
On July 24, the Commodity Futures Trading Commission approved an implementation schedule to phase in compliance with the mandatory swap clearing requirements created by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act
CFTC proposes clearing determination for credit default and interest rate swaps
- Katten Muchin Rosenman LLP
- -
- USA
- -
- July 27 2012
On July 24, the Commodity Futures Trading Commission issued the first proposed clearing determinations pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) revisions to the Commodity Exchange Act that generally prohibit market participants from engaging in a swap transaction that is required to be cleared unless it is submitted for clearing to a derivatives clearing organization (DCO
CFTC issues temporary no-action relief from aggregation requirements of Position Limits Rule
- Katten Muchin Rosenman LLP
- -
- USA
- -
- July 27 2012
On July 24, the Commodity Futures Trading Commission issued temporary no-action relief to harmonize the implementation of the CFTC’s Position Limits for Futures and Swaps (the Position Limits Rule) with the proposed changes to the aggregation provisions of the Position Limits Rule
CFTC designates provider of legal entity identifiers
- Katten Muchin Rosenman LLP
- -
- USA
- -
- July 27 2012
In general, Commodity Futures Trading Commission Rule 45.6 provides that each counterparty to a swap must be identified by a single legal entity identifier (LEI) for purposes of the CFTC’s swap recordkeeping and reporting rules
CFTC adopts end-user exception and proposes exemption from the swap clearing requirement for certain cooperatives
- Katten Muchin Rosenman LLP
- -
- USA
- -
- July 13 2012
On June 10, the CFTC issued a final rule implementing an exception to the mandatory clearing requirement for non-financial entities and small financial institutions that use swaps to hedge or mitigate commercial risk set out in Section 2(h)(1) of the Commodity Exchange Act (CEA
CFTC and SEC adopt further definitions of swap and related key terms
- Katten Muchin Rosenman LLP
- -
- USA
- -
- July 13 2012
The Commodity Futures Trading Commission and Securities and Exchange Commission have adopted final rules further defining swap, security-based swap, security-based swap agreement, and mixed swap
CFTC proposes rules to enhance identification of futures and swaps market participants
- Katten Muchin Rosenman LLP
- -
- USA
- -
- June 29 2012
On June 28, the Commodity Futures Trading Commission approved for publication in the Federal Register proposed rules designed to enhance its identification of futures and swaps market participants
NFA reminds members of new filing requirements for segregated investment detail reports
- Katten Muchin Rosenman LLP
- -
- USA
- -
- June 29 2012
On June 27, the National Futures Association issued a notice reminding members that, beginning July 2, 2012, all member futures commission merchants that hold customer futures and option segregated funds or foreign futures and options secured amount funds will be required to file Segregated Investment Detail Reports as of the 15th day of each month (or following business day) and the last business day of each month
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- Workarea - Derivatives
- Author - Kevin Foley
- Jurisdiction - USA
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