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Results: 11-20 of 177

CFTC proposes to amend de minimis threshold for swaps with utility providers

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 30 2014

The Commodity Futures Trading Commission has proposed to amend the "special entity" de minimis exception from swap dealer designation to exclude

CFTC grants recordkeeping relief for certain SEF and DCM members

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 30 2014

The Division of Swap Dealer and Intermediary Oversight and the Division of Market Oversight of the Commodity Futures Trading Commission have issued

CFTC seeks additional comments on position limits for physical commodity derivatives

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 30 2014

The Commodity Futures Trading Commission is seeking additional comments on its proposed regulations relating to position limits for physical

NFA adopts fee for registration non-disclosures

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 23 2014

National Futures Association (NFA) has adopted a rule requiring firms and individuals to pay $1,000 fines for failing to disclose disciplinary

CFTC hands out first whistleblower award

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 23 2014

The Commodity Futures Trading Commission has announced the first award under its Whistleblower Program. The CFTC will pay an anonymous recipient

JAC issues guidance on margin funds

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 23 2014

The Joint Audit Committee (JAC) has issued a regulatory alert regarding the receipt and disbursement of margin funds. As noted in the regulatory

CME delays prohibition on transitory EFRPs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 23 2014

As reported in the Corporate and Financial Weekly Digest edition of April 18, 2014, CME Group has issued an advisory notice prohibiting transitory

CFTC staff announces streamlined no-action relief process for certain CPOs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 16 2014

On May 12, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight announced a streamlined process that will

CFTC provides relief regarding package transactions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 2 2014

On May 1, the Commodity Futures Trading Commission's Divisions of Market Oversight and Clearing and Risk (Divisions) issued No-Action Letter No

CME launches exchange action database

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 25 2014

On April 23, CME Group Inc. issued a special executive report informing market participants that it has launched a searchable database of