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CFTC rejects motion for stay of position limits rules
- Katten Muchin Rosenman LLP
- -
- USA
- -
- January 6 2012
On January 3, the Commodity Futures Trading Commission issued an order rejecting a motion filed by the International Swaps and Derivatives Association (ISDA) and the Securities Industry and Financial Markets Association (SIFMA) requesting that the CFTC stay the effective date of its final and interim final position limit rules pending resolution of the judicial challenge filed by ISDA and SIFMA on December 2, 2011
Approval of final rules on swap data recordkeeping and reporting requirements
- Katten Muchin Rosenman LLP
- -
- USA
- -
- January 6 2012
On December 20, 2011, the Commodity Futures Trading Commission approved final rules on swap data recordkeeping and reporting requirements for swap data repositories (SDRs), derivatives clearing organizations (DCOs), designated contract markets (DCMs), swap execution facilities (SEFs), swap dealers (SDs), major swap participants (MSPs), and swap counterparties that are neither swap dealers nor major swap participants (non-SDMSP counterparties
CFTC to hold public meeting to consider three final rules
- Katten Muchin Rosenman LLP
- -
- USA
- -
- December 16 2011
The Commodity Futures Trading Commission will hold a public meeting on December 20 at 9:30 a.m. (EST) to consider the following rules
CFTC issues interpretation of Dodd-Frank anti-fraud authority
- Katten Muchin Rosenman LLP
- -
- USA
- -
- December 9 2011
Amendments made to the Commodity Exchange Act by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) require that an agreement, contract or transaction in any commodity that is entered into with, or offered to, a non-eligible contract participant or non-eligible commercial entity on a leveraged, margined, or financed basis must be conducted on a regulated exchange and be subject to the Commodity Futures Trading Commission’s anti-fraud authority, unless actual delivery of the commodity is made within 28 days
CFTC adopts final rule on registration on foreign boards of trade
- Katten Muchin Rosenman LLP
- -
- USA
- -
- December 9 2011
The Commodity Futures Trading Commission has adopted final rules (which are substantially similar to the proposed rules) that replace the existing system of staff-issued no-action letters with a registration system for foreign boards of trade (FBOTs) seeking to provide their members or other participants located in the U.S
CFTC adopts final rule on investment of customer funds
- Katten Muchin Rosenman LLP
- -
- USA
- -
- December 9 2011
The Commodity Futures Trading Commission has adopted amendments to CFTC Rules 1.25 and 30.7 that would narrow the scope of permissible investments for customer funds held by futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) in the customer segregated account maintained under section 4d(a)(2) of the Commodity Exchange Act or the foreign futures and foreign options secured amount account maintained in accordance with CFTC Rule 30.7
Public meeting of the technology advisory committee
- Katten Muchin Rosenman LLP
- -
- USA
- -
- December 9 2011
The Commodity Futures Trading Commission’s Technology Advisory Committee will hold a public meeting on December 13, to address: (1) emerging issues in relation to swap execution facilities; (2) high frequency traders and their market impact; and (3) interim recommendations from the subcommittee on data standardization regarding universal product and legal entity identifiers, standardization of machine-readable legal contracts, and data storage and retrieval
CFTC Division of Market Oversight guidebook for Part 20 reports
- Katten Muchin Rosenman LLP
- -
- USA
- -
- December 9 2011
The Commodity Futures Trading Commission’s Division of Market Oversight has issued a guidebook containing additional guidance and detailed instructions for submitting large swap trader reports required by new Part 20 of the CFTC’s rules
CFTC request for public comment regarding ice clear credit portfolio margining petition
- Katten Muchin Rosenman LLP
- -
- USA
- -
- December 2 2011
The Commodity Futures Trading Commission is requesting public comment on a petition submitted by ICE Clear Credit LLC (ICC) seeking a CFTC order that would permit ICC and its clearing members that are dually-registered as futures commission merchants and securities broker-dealers to (i) commingle positions in swaps and security-based swaps and related customer money, securities, and property in a cleared swaps customer account and (ii) portfolio margin the swaps and the security-based swaps held in such an account
CFTC announces new certification procedure for foreign security index products
- Katten Muchin Rosenman LLP
- -
- USA
- -
- September 30 2011
The Commodity Futures Trading Commission has adopted a final rule that creates a new certification procedure for foreign boards of trade (FBOTs) seeking to offer “broad-based” security index futures or options contracts (Index Products) to persons in the U.S
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