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Results: 1-10 of 117

CFTC approves final rule requiring recording of oral communications

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 20 2012

On December 17, 2012, the Commodity Futures Trading Commission (CFTC) adopted final rules amending CFTC Regulations 1.31 and 1.35

CFTC seeks comments on ICE Clear Europe petition

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • September 14 2012

On September 11, the CFTC requested public comment on a petition submitted by ICE Clear Europe Limited

CFTC staff issues guidance on timing of swap dealer registration rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 14 2012

On September 10, Commodity Futures Trading Commission staff issued a set of responses to frequently asked questions (FAQs) related to the timing of the swap dealer registration requirements

NFA registration requirements for swap FCMs, IBs, CPOs and CTAs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 7 2012

On August 22, the National Futures Association (NFA) proposed amendments to its bylaws and registration rules that will require any NFA member that is registered with the Commodity Futures Trading Commission as a futures commission merchant (FCM), introducing broker (IB), commodity pool operator (CPO) or commodity trading advisor (CTA) and that engages in swap activities that are subject to the jurisdiction of the CFTC to be approved as a “swaps firm” by NFA

NFA establishes pre-filing option for current 4.13(a)(4) pools

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 7 2012

On September 6, the National Futures Association (NFA) notified its members that it will modify its electronic exemption system to establish a pre-filing option for pools that wish to claim relief under Commodity Futures Trading Commission Regulations 4.7 or 4.12 or CFTC Advisory 18-96 after the Regulation 4.13(a)(4) exemption is revoked

CFTC issues final rules related to swap trading relationship documentation, swap confirmations, and swap portfolio reconciliation and compression

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 7 2012

On August 27, the Commodity Futures Trading Commission published final rules related to swap trading documentation for swap dealers (SDs) and major swap participants (MSPs

CFTC approves conforming amendments for CPO and CTA regulations

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 7 2012

On September 5, the Commodity Futures Trading Commission published final conforming amendments to Part 4 of its regulations, which govern the operations and activities of CPOs and CTAs

CFTC roundtable to discuss customer protection requirements for FCMs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 3 2012

The staff of the Commodity Futures Trading Commission will hold a public roundtable on Thursday, August 9 at 9:30 a.m. Eastern Time to discuss customer protection requirements for futures commission merchants (FCMs

ICE announces plans to transition swaps to futures contracts

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom, USA
  • -
  • August 3 2012

On July 30, the IntercontinentalExchange (ICE) announced that, subject to approval from the Commodity Futures Trading Commission and the U.K. Financial Services Authority, all cleared over-the-counter (OTC) products listed on ICE’s OTC energy market will be transitioned to futures products in January 2013

CFTC issues temporary no-action relief from aggregation requirements of Position Limits Rule

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 27 2012

On July 24, the Commodity Futures Trading Commission issued temporary no-action relief to harmonize the implementation of the CFTC’s Position Limits for Futures and Swaps (the Position Limits Rule) with the proposed changes to the aggregation provisions of the Position Limits Rule

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