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Results: 1-10 of 5,422

CFTC mandatory clearing rules June 10 phase-in date for financial entities

  • Mayer Brown LLP
  • -
  • USA
  • -
  • May 16 2013

The next milestone date in the Commodity Futures Trading Commission's ("CFTC's") phase-in of mandatory clearing occurs on June 10, 2013, when

CFTC (and FERC) compliance managers take note CFTC schedules vote on final interpretation of disruptive trading practices

  • Leonard, Street and Deinard
  • -
  • USA
  • -
  • May 14 2013

At its open meeting on May 16, 2013, the Commodity Futures Trading Commission will vote on the final interpretative rule for disruptive trading

Dodd-Frank update: CFTC ISORTO exemptive order

  • Haynes and Boone LLP
  • -
  • USA
  • -
  • May 14 2013

On March 28, 2013, the Commodity Futures Trading Commission ("CFTC") issued a final order exempting specified transactions by certain regional

May 1, 2013: SEC and CFTC red flag rules become effective May 20, 2013

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • May 14 2013

The Securities and Exchange Commission and the Commodity Futures Trading Commission have adopted rules that require most broker-dealers, mutual funds

A practical guide to lender compliance with Eligible Contract Participant (ECP) requirements

  • Reed Smith LLP
  • -
  • USA
  • -
  • May 13 2013

Pursuant to the Commodity Exchange Act (the "CEA"), as modified by Title VII of the Dodd-Frank Act and interpreted by the Commodity

The Options Clearing Corporation: Amendments to Stock LoanHedge Program approved

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 13 2013

On May 8th, the SEC approved The Options Clearing Corporation's proposals that would facilitate the use of its Stock LoanHedge Program by Canadian

Form 304 call Cotton Advisory

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 13 2013

On May 8th, the CFTC's Division of Market Oversight issued an Advisory to reportable market participants reminding them of their legal obligation to

House Financial Services Committee passes swap regulation and JOBS Act legislation

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 13 2013

On May 7th, the House Financial Services Committee passed five bills related to the swaps and derivatives industry. H.R. 634, "The Business Risk

Block trade reporting advisory

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 13 2013

On May 8th, the CFTC's Division of Market Oversight issued an Advisory to reporting markets subject to Part 16 of the CFTC's regulations. The

CFTC open meeting scheduled for 516 at 9:30 a.m. eastern: block sizes, made available to trade, SEFs and anti-disruptive trading practices

  • Reed Smith LLP
  • -
  • USA
  • -
  • May 11 2013

The proposed agenda covers: Minimum Block Sizes for Swaps; The "Made Available to Trade" Rule Under section 2(h)(8) of the Commodity Exchange Act

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