We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 553

Financial services

  • Squire Patton Boggs
  • -
  • USA
  • -
  • July 28 2014

On Thursday, July 31, the Government Accountability Office (GAO) is expected to release a long awaited report on funding advantages of the largest

SEC requires floating NAV for institutional money market funds; IRS eases tax reporting burden for fund investors

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • July 23 2014

A divided Securities and Exchange Commission today adopted rules that will require floating net asset values (NAVs) for institutional money market

FATCA: Cayman Islands investment funds

  • Carey Olsen
  • -
  • Cayman Islands, United Kingdom, USA
  • -
  • July 23 2014

FATCA or the Foreign Account Tax Compliance Act is US legislation in force from 1 July 2014, requiring financial institutions ("FIs") globally to

SEC Division of Corporation Finance issues C&DIs relating to accredited investor verification methods

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 11 2014

On July 3, the Securities and Exchange Commission's Division of Corporation Finance issued six new Compliance and Disclosure Interpretations (C&DIs

SEC provides helpful guidance on accredited investor verification

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • July 9 2014

On July 3, 2014, the staff of the SEC's Division of Corporation Finance issued guidance on reasonable steps to verify the accredited investor status

SEC provides new C&DIs on verifying accredited investor status

  • Akin Gump Strauss Hauer & Feld LLP
  • -
  • USA
  • -
  • July 8 2014

In early July, the Securities and Exchange Commission's (SEC) Division of Corporation Finance issued several new interpretations (at 255.48-49 and

SEC issues guidance on determination and verification of accredited investor status

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 7 2014

On July 3rd, the SEC issued guidance in the form of six new compliance and Disclosure Interpretations regarding accredited investor status. Two of

New C&DIs on verification of accredited investor status

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • July 5 2014

On July 3, 2014, the SEC released six new Compliance and Disclosure Interpretations relating to verification of prospective investors as accredited

Municipal bond regulatory actions: emphasis shifts from tax to securities laws

  • King & Spalding LLP
  • -
  • USA
  • -
  • June 25 2014

A recent comment published by the National Association of Bond Lawyers notes that it was not too long ago that the municipal bond community

Possible offshore deferrals for hedge fund managers IRS confirms that certain stock options and stock appreciation rights are exempt under Section 457A

  • Proskauer Rose LLP
  • -
  • USA
  • -
  • June 20 2014

The Internal Revenue Service (the "IRS") has issued Revenue Ruling 2014-18 (the "Ruling"), which generally confirms that a stock-settled stock