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Results: 1-10 of 574

CEO of member firm charged by FINRA with failing to update personal registration information to disclose tax liens

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 26 2014

The Financial Industry Regulatory Authority filed a disciplinary action against Robert Eide for failing to update his personal registration records

ICMA publishes FATCA provisions

  • RPC
  • -
  • Global, USA
  • -
  • October 24 2014

On 1 July 2014 the International Capital Markets Association (ICMA) published FATCA language for use in the standard agreement used for cross-border

Revise your Stock Plan to avoid liability

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 23 2014

If you are one of the approximately 30 of all public companies that will be seeking shareholder approval of their Stock Incentive Plans this proxy

Cross-border investigations update

  • Skadden Arps Slate Meagher & Flom LLP
  • -
  • China, United Kingdom, USA
  • -
  • October 14 2014

The inaugural edition of Cross-Border Investigations Update includes an overview of enforcement trends, including the increasing cooperation between U

Clients & friends newsletter September 2014

  • Baker & McKenzie
  • -
  • Belgium, China, New Zealand, Saudi Arabia, United Kingdom, USA, Venezuela
  • -
  • September 30 2014

In an unfortunate decision, the Brussels Court of Appeals has upheld a decision by a lower court denying the deductibility of stock option costs

The Ticker - September 19 2014

  • Fredrikson & Byron PA
  • -
  • USA
  • -
  • September 19 2014

The Ticker is published by Fredrikson & Byron’s Public Companies Group and shares recent developments in SEC compliance, capital markets, corporate

Does your CD&A need a Section 162(m) disclosure the alternate view

  • McGuireWoods LLP
  • -
  • USA
  • -
  • September 16 2014

In our September 4 post, we discussed the case for eliminating the Section 162(m) disclosures in proxy statements

Expect focus - volume III, Summer 2014

  • Carlton Fields Jorden Burt
  • -
  • USA
  • -
  • September 16 2014

EXPECTFOCUS is a quarterly review of developments in the insurance and financial services industry, provided on a complimentary basis to clients and

Delaware extends its voluntary disclosure program through September 30

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

Over 50 of U.S. publicly traded corporations are organized in Delaware, permitting them to take advantage of the state's favorable and flexible

Financial services update September 15 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

Dow and several foreign banks created partnerships that generated over one billion dollars in tax deductions for Dow. The partnerships allocated the