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AIC calls for vcexclusion from retail ban

Dentons
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United Kingdom
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September 14 2012

AIC has called on FSA to exclude Venture Capital Trusts (VCTs) from its proposal to ban sales of unregulated collective investment schemes and close substitutes to retail markets

APCIMS worried about resolution regime extension

Dentons
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United Kingdom
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August 31 2012

APCIMS has written to Treasury seeking clarification on its proposals to broaden the scope of the resolution regime for financial institutions

FSA updates compliance officers on market abuse

Dentons
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United Kingdom
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May 27 2011

FSA has written a "Dear Compliance Officer" letter setting out the "cold-shouldering" of three individuals who had attempted to circumvent The City Code on Takeovers and Mergers, and explaining what the new "ZEN" reporting system will allow FSA to do

Treasury speaks on AIFMD and private equity

Dentons
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United Kingdom
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July 16 2010

Mark Hoban also spoke at a dinner for private equity and venture capital specialists

IOSCO consults on private equity conflicts

Dentons
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Global, United Kingdom
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November 6 2009

IOSCO is consulting on principles to mitigate conflicts of interest in private equity firms

BVCA campaigns on AIFMD

Dentons
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United Kingdom
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October 30 2009

BVCA has published details of its strategy to meet the challenges of the AIFMD

Treasury publishes new controllers regulations

Dentons
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United Kingdom
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March 20 2009

The Financial Services and Markets Act 2000 (Controllers) Regulations 2009 come into force on 21 March

Treasury publishes acquisitions responses

Dentons
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United Kingdom
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March 6 2009

Treasury has published a summary of responses to its consultation on implementation of the Acquisitions Directive

FSA fines former ambassador for market abuse

Dentons
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United Kingdom
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November 21 2008

FSA has fined the former British ambassador to Peru and a friend of his a total of around £200,000 for market abuse