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Results: 1-10 of 7,463

The origins of the FCPA: lessons for effective compliance and enforcement part three

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • September 16 2014

The foreign payments cases held the organization and the individuals involved accountable while improving corporate governance for the benefit of the

SEC announces enforcement initiative against corporate insiders for violations of reporting requirements under Sections 16(a), 13(d) and 13(g) of the Exchange Act

  • Bingham McCutchen LLP
  • -
  • USA
  • -
  • September 15 2014

On September 10, 2014, the Securities and Exchange Commission (SEC) announced a series of enforcement actions against 28 officers, directors, and

FATCA violation underlies latest US tax and securities fraud charges

  • Latham & Watkins LLP
  • -
  • USA
  • -
  • September 15 2014

On September 9, 2014, in US v. Robert Bandfield, et al., federal prosecutors in the Eastern District of New York announced the indictment of a US

SEC concludes a busy week of beneficial ownership enforcement

  • Hunton & Williams LLP
  • -
  • USA
  • -
  • September 15 2014

A series of recent enforcement cases initiated by the Securities and Exchange Commission (SEC) serve as stark reminders of the SEC's continued

Delaware Supreme Court adopts fiduciary exception to attorney-client privilege

  • Hogan Lovells
  • -
  • USA
  • -
  • September 15 2014

The Delaware Supreme Court has issued a decision that may affect how US corporations conduct investigations and communicate with their attorneys

Bribes and secret commission held on trust for the principal?

  • Bryan Cave LLP
  • -
  • United Kingdom, USA
  • -
  • September 15 2014

In July 2014 the Supreme Court handed down judgment in FHR European Ventures LLP and others v Cedar Capital Partners LLC 2014 UKSC 45. This case

Companies need to take a "layered approach" to sanctions compliance: US and EU expand sanctions against Russia

  • Steptoe & Johnson LLP
  • -
  • European Union, Russia, Ukraine, USA
  • -
  • September 15 2014

On September 12, 2014, the United States and the European Union issued new sanctions against Russia, including sanctions targeting the Russian

The origins of the FCPA: lessons for effective compliance and enforcement: part two

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • September 14 2014

The preliminary inquiry was followed by formal SEC investigations early in 1974. The resulting cases would become known as the “illicit or foreign

US and EU tighten sanctions against Russian banks, defense and energy sectors

  • Husch Blackwell LLP
  • -
  • European Union, Russia, USA
  • -
  • September 13 2014

Yesterday, the U.S. Treasury Department's Office of Foreign Assets Control (OFAC) announced increased economic sanctions against Russia, including

SEC gives $300,000 whistleblower award to employee responsible for compliance and audit functions

  • Weil Gotshal & Manges LLP
  • -
  • USA
  • -
  • September 12 2014

On August 29, 2014, the Securities and Exchange Commission (“SEC”) announced a whistleblower award of more than $300,000 for a company employee who