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US "fraud on the market" rules to affect securities class actions?

  • Clayton Utz
  • -
  • Australia, USA
  • -
  • September 18 2014

Securities class actions may be easier to prove if a recent court decision is followed through.A person who suffers an investment loss because of

Image Sensing Systems reports closed investigations by both DOJ and SEC

  • BuckleySandler LLP
  • -
  • USA
  • -
  • September 18 2014

Recently, Image Sensing Systems, Inc., a US-based traffic and parking management electronics company, announced that both the DOJ and SEC had

The SEC in the office fails to deter insider trader

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • September 17 2014

The theory of "broken windows," the enforcement approach being pursued by the SEC, is that prosecuting all violations large and small creates

SEC announces enforcement initiative directed at insider reporting violations

  • Hogan Lovells
  • -
  • USA
  • -
  • September 17 2014

On September 10, the SEC announced that it had charged 28 public company insiders with alleged violations of the insider reporting requirements of

New SEC crackdown on late filings by insiders and major shareholders

  • Sullivan & Worcester LLP
  • -
  • USA
  • -
  • September 17 2014

The Securities and Exchange Commission recently announced that it had reached dozens of settlements in a crackdown on repeated delinquencies in the

SEC takes action against corporate insiders for disclosure violations

  • Thompson Hine LLP
  • -
  • USA
  • -
  • September 17 2014

The SEC recently announced it had charged 28 officers, directors and major shareholders for failing to timely report their holdings and transactions

The origins of the FCPA: lessons for effective compliance and enforcement part three

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • September 16 2014

The foreign payments cases held the organization and the individuals involved accountable while improving corporate governance for the benefit of the

SEC charges insiders for violations of Section 16(a) and Section 13

  • Foley & Lardner LLP
  • -
  • USA
  • -
  • September 16 2014

On September 10, 2014, the Securities and Exchange Commission announced charges against 28 officers, directors, and major shareholders for violating

Inside the courts - September 2014

  • Skadden Arps Slate Meagher & Flom LLP
  • -
  • USA
  • -
  • September 16 2014

This issue of Inside the Courts, Skadden’s securities litigation newsletter, includes summaries and associated court opinions of selected cases

Shootin’ blanks: Tennessee appeals court dismisses officer’s whistleblower suit over live ammo’s (almost) use

  • Bradley Arant Boult Cummings LLP
  • -
  • USA
  • -
  • September 16 2014

Reminder to Tennessee whistleblowers and employers: a Tennessee Public Protection Act ("TPPA") suit only works if the purported whistleblower has a