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Results: 1-10 of 3,945

ESMA's Final Report on structured finance information under CRA III

  • Baker & McKenzie
  • -
  • European Union
  • -
  • July 22 2014

As outlined in detail in a Feature Piece in Edition 9 of this SCM Briefing, the European Securities and Markets Authority (ESMA) released a detailed

MiFID II and MiFIR - changes to the rules on trading in financial Instruments

  • McCann FitzGerald
  • -
  • European Union
  • -
  • July 17 2014

Following the Investment Services Directive in 19931 and its replacement by the Markets in Financial Instruments Directive ("MiFID") in 20082, the

Non-EU investment managers must comply with EU AIFMD by July 22, 2014

  • Dentons
  • -
  • European Union
  • -
  • July 17 2014

The EU Alternative Investment Fund Managers Directive (the "AIFMD"), approved by the European Parliament in June 2011, established a new regulatory

The new EU market abuse and inside information regime ESMA consults on draft implementing measures

  • Herbert Smith Freehills LLP
  • -
  • European Union
  • -
  • July 16 2014

ESMA has published two Consultation Papers setting out proposed draft secondary measures under the Market Abuse Regulation ("MAR"). These ESMA

Governance & securities law focus: Asia edition,July 2014

  • Shearman & Sterling LLP
  • -
  • Asia-Pacific, European Union, United Kingdom, USA
  • -
  • July 16 2014

On 21 March 2014, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) published amendments to the connected transaction rules under the

Governance & securities law focus: Latin America edition,July 2014

  • Shearman & Sterling LLP
  • -
  • Asia-Pacific, European Union, Germany, United Kingdom, USA
  • -
  • July 16 2014

On 29 April 2014, the SEC Division of Corporation Finance issued a statement on the effect of a recent decision by the US Court of Appeals for the

Ongoing obligations under AIFMD for non-EEA private fund managers regulatory reporting, annual investor report and investor disclosures

  • Ropes & Gray LLP
  • -
  • European Union, USA
  • -
  • July 15 2014

The Alternative Investment Fund Managers Directive (the "AIFMD") introduces new requirements for alternative investment fund managers ("AIFMs"

A summary of major developments in key areas - general counsel update - July 2014

  • Herbert Smith Freehills LLP
  • -
  • Australia, European Union, Hong Kong, United Kingdom
  • -
  • July 15 2014

Legislation, in the form of a Regulation and Directive, has been published in the Official Journal of the European Union which will substantially

Financial services regulation - In focus

  • DLA Piper LLP
  • -
  • European Union
  • -
  • July 15 2014

The final legislative texts of the new Markets in Financial Instruments Directive (“MiFID II”) and the Markets in Financial Instruments Regulation

Financial services regulation - Europe

  • DLA Piper LLP
  • -
  • European Union
  • -
  • July 15 2014

The issue of high frequency trading (“HFT”) has been the subject of increased attention from regulators across the globe. From Germany to other