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Legal Entity Identifiers required for derivatives reporting as of October 31

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 29 2014

The Ontario Securities Commission today released a notice reminding derivatives market participants of the imminent requirement to identify

Sounding out the market: OSFI publishes draft Guideline B-7 Derivatives Sound Practices for comment

  • McMillan LLP
  • -
  • Canada
  • -
  • October 28 2014

On January 24, 2013, the Office of the Superintendent of Financial Institutions ("OSFI") issued a letter highlighting OSFI's progress in

Canadian consultation on capital markets acts important to derivatives markets

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 24 2014

As we posted earlier, the Department of Finance has published for consultation legislation to create a cooperative system under which participating

Manitoba amends ISDA reporting methodology for derivatives reporting

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 24 2014

The Manitoba Securities Commission yesterday released changes to its derivatives trade reporting rule that will, among other things, address the

Canadian rules on trade repositories and data reporting - where we are on the eve of reporting

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 22 2014

The trade reporting rules of the securities regulatory authorities in Ontario, Manitoba and Quebec will require reporting beginning October 31. A

Quebec AMF release final trade reporting amendments

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 17 2014

The Quebec Autorité des marchés financiers (AMF) has published, in English and French, an amended version (the Regulation Amendment) of the

Derivatives dealer registration and disclosure under amended Alberta Securities Act - in force October 31

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 17 2014

On October 31, amendments to the Alberta Securities Act will come into force that expressly deal with derivatives, including by modifying the

Derivatives sound practices draft guideline released for federally- regulated financial institutions in Canada

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • October 9 2014

On October 1, 2014, the Office of the Superintendent of Financial Institutions (OSFI) released draft Guideline B-7 Derivatives Sound Practices

The financial report October 2, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • October 7 2014

The US North American Securities Administrators Association published its annual enforcement survey. It noted a significant increase in the amount of

ASC staff notice 91-706 proposed replacement of Blanket Order 91-505 over-the-counter derivative transactions

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • October 6 2014

The Alberta Securities Commission (ASC) proposes to revoke its Blanket Order 91-505 (BOR 91-505) and concurrently issue a replacement Blanket Order