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Results: 1-10 of 204

Categories of registration and business triggers under CSA's proposed derivatives registration regime

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • May 3 2013

As we discussed last month, the Canadian Securities Administrators Derivatives Committee recently published Consultation Paper 91-407 Derivatives:

Canadian Securities Administrators release Consultation Paper 91-407

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • April 30 2013

On April 18, 2013, the Canadian Securities Administrators Derivatives Committee (the "Committee") released Consultation Paper 91-407 Derivatives:

ISDA Dodd-Frank protocols: an introduction and update for Canadian market participants

  • Davis LLP
  • -
  • Canada, Global
  • -
  • April 26 2013

The International Swaps and Derivatives Association (“ISDA”) released the August 2012 Dodd-Frank Protocol (the "August Protocol") in the fall of 2012

Register this: Canadian regulators publish consultation paper on OTC derivatives market participant registration

  • McMillan LLP
  • -
  • Canada
  • -
  • April 23 2013

On April 18, 2013, the Canadian Securities Administrators Derivatives Committee (the "CSA Committee") published the sixth in a series of eight papers

CSA release recommendations regarding derivatives registration regime

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • April 18 2013

The Canadian Securities Administrators today released the latest in a series of consultation papers considering the regulation of derivatives in

Reminder: May 1st deadline for compliance with business conduct rules under Dodd-Frank Act

  • Stikeman Elliott LLP
  • -
  • Canada, USA
  • -
  • April 18 2013

Almost two years after the passage of the Dodd-Frank Act, the overhaul of the US derivatives market is rapidly shifting into the implementation phase

Canadian regulators propose 5 early warning and alternative monthly threshold, including derivatives

  • Torys LLP
  • -
  • Canada
  • -
  • March 19 2013

Canadian securities regulators are proposing to change the early warning and alternative monthly reporting regimes to require disclosure of

ASC replaces its over-the-counter derivative transactions blanket order

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • February 14 2013

Effective December 31, 2012, the Alberta Securities Commission (ASC) revoked Blanket Order 91-503 (BOR 91-503) and replaced it with Blanket Order

Trade local, clear global: Bank of Canada elaborates on Canadian authorities' decision to allow OTC derivatives clearing through global central counterparties

  • McMillan LLP
  • -
  • Canada
  • -
  • February 7 2013

On October 1, 2012, Canadian authorities1 released a notice (the "Notice") permitting the use of any recognized central counterparty ("CCP"

OSFI provides update on OTC derivatives markets reform

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • January 25 2013

The Office of the Superintendent of Financial Institutions Canada (OSFI) yesterday released a progress update with respect to the implementation of