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Quebec AMF release final trade reporting amendments

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 17 2014

The Quebec Autorité des marchés financiers (AMF) has published, in English and French, an amended version (the Regulation Amendment) of the

Derivatives dealer registration and disclosure under amended Alberta Securities Act - in force October 31

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 17 2014

On October 31, amendments to the Alberta Securities Act will come into force that expressly deal with derivatives, including by modifying the

Derivatives sound practices draft guideline released for federally- regulated financial institutions in Canada

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • October 9 2014

On October 1, 2014, the Office of the Superintendent of Financial Institutions (OSFI) released draft Guideline B-7 Derivatives Sound Practices

The financial report October 2, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • October 7 2014

The US North American Securities Administrators Association published its annual enforcement survey. It noted a significant increase in the amount of

ASC staff notice 91-706 proposed replacement of Blanket Order 91-505 over-the-counter derivative transactions

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • October 6 2014

The Alberta Securities Commission (ASC) proposes to revoke its Blanket Order 91-505 (BOR 91-505) and concurrently issue a replacement Blanket Order

Four weeks to go until Canadian derivatives trade reporting requirements take effect

  • Osler Hoskin & Harcourt LLP
  • -
  • Canada
  • -
  • October 3 2014

Effective October 31, 2014, provincial rules in Ontario, Québec and Manitoba will require derivatives dealers and clearing agencies to report OTC

OSFI releases draft Guideline B-7 Derivatives Sound Practices

  • Gowling Lafleur Henderson LLP
  • -
  • Canada
  • -
  • October 3 2014

On October 1, the Office of the Superintendent of Financial Institutions altered the trajectory of over-the-counter (OTC) derivatives reform in

Notice of publication of OSC FAQs in respect of OSC Rule 91-506 and OSC Rule 91-507

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • September 29 2014

The Ontario Securities Commission (OSC) has published Frequently Asked Questions (FAQs) in

Notice of designation orders for trade repositories for derivatives

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • September 29 2014

The Ontario Securities Commission (OSC) has issued three orders pursuant to section 21.2.2(1) of the Securities Act (Ontario) designating the

Notice of publication of ISDA 2014 Multilateral Canadian Reporting Party Agreement (deemed dealer version)

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada, Global
  • -
  • September 29 2014

ISDA has published the deemed dealer version of the Multilateral Canada Reporting Party Agreement referenced in section 25(2)(a) of OSC Rule 91-507