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Results: 1-10 of 327

International regulatory update - 10 14 November 2014

  • Clifford Chance LLP
  • -
  • Canada, European Union, Germany, Global, Hong Kong, Poland
  • -
  • November 18 2014

The EU Council has adopted the regulation on key information documents for packaged retail and insurance-based investment products (PRIIPS). The

Prudent Investment Practices for Derivatives - Financial Services Commission of Ontario publishes draft investment guidance note for public consultation

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • November 12 2014

On October 24, 2014 the Financial Services Commission of Ontario (FSCO) published for public consultation a draft investment guidance Note entitled

Québec’s Autorité des marchés financiers amends regulation 91-507 dealing with trade reporting of derivatives transactions

  • Miller Thomson LLP
  • -
  • Canada
  • -
  • November 10 2014

On October 15, 2014, at the request of the Autorité des marchés financiers (“AMF”), the Québec Minister of Finance approved changes to Regulation

AMF issues exemptions from trade reporting rule

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • November 7 2014

On October 31, 2014, the Autorité des marchés financiers du Québec (the AMF) exempted the Fédération des caisses Desjardins du Québec (the Quebec

Derivatives investments for pension plans: FSCO Guidance Note for comment

  • Osler Hoskin & Harcourt LLP
  • -
  • Canada
  • -
  • November 6 2014

In response to perceived concerns about the lack of understanding of the risks associated with investments in derivatives, the Financial Services

AMF recognizes CFTC and ESMA rules for trade reporting

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 31 2014

Quebec's Autorité des marchés financiers yesterday issued a decision in which it recognizes that the trade reporting rules of the U.S. Commodity

Amendments to Regulation 91-507 approved in Quebec

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 30 2014

Quebec's Regulation to amend Regulation 91-507 respecting Repositories and Derivatives Data Reporting has now received Ministerial approval. As we

Legal Entity Identifiers required for derivatives reporting as of October 31

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 29 2014

The Ontario Securities Commission today released a notice reminding derivatives market participants of the imminent requirement to identify

Canadian representation letter deadline approaches

  • McGuireWoods LLP
  • -
  • Canada
  • -
  • October 29 2014

Friday may be hockey night in Canada, but this Friday, October 31, 2014, is also the deadline for end users that trade over-the-counter (OTC

Sounding out the market: OSFI publishes draft Guideline B-7 Derivatives Sound Practices for comment

  • McMillan LLP
  • -
  • Canada
  • -
  • October 28 2014

On January 24, 2013, the Office of the Superintendent of Financial Institutions ("OSFI") issued a letter highlighting OSFI's progress in