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Results: 1-10 of 335

The financial report December 11, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd

Osler’s insights on key developments in 2014 and their implications for Canadian business.

  • Osler Hoskin & Harcourt LLP
  • -
  • Canada
  • -
  • December 9 2014

Four securities regulatory developments in 2014 warrant special attention:The Canadian Securities Administrators (CSA) proposed a new “permitted bid”

Canadian securities regulators propose adoption of international standards for clearing agencies

  • Katten Muchin Rosenman LLP
  • -
  • Canada
  • -
  • November 30 2014

Canadian securities regulators proposed to adopt international standards as the minimum criteria for clearing agencies to be recognized under

CFTC extends swap reporting relief applicable to Canadian dealers

  • Stikeman Elliott LLP
  • -
  • Canada, USA
  • -
  • November 28 2014

On November 24, the U.S. Commodity Futures Trading Commission issued a no-action letter to extend, by up to a year, current relief from certain swap

Canadian regulators propose new rules for clearing agencies

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • November 28 2014

On November 27, the CSA published for comment proposed harmonized rules respecting clearing agencies that would set out certain requirements in

Regulation of derivatives trading under the proposed Canadian cooperative capital markets regulatory system

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • November 28 2014

The federal government and the governments of British Columbia, New Brunswick, Ontario, Prince Edward Island and Saskatchewan (Participating

Thought leadership

  • Miller Thomson LLP
  • -
  • Canada
  • -
  • November 28 2014

L’Autorité des marchés financiers modifie le règlement 91-507 sur les référentiels centraux et la déclaration de données sur les dérivés Le 15 octobre

Alberta issues broader exemption to OTC issuer rules

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • November 21 2014

The Alberta Securities Commission yesterday published a blanket order to expand its exemption of certain issuers from the application of Multilateral

International regulatory update - 10 14 November 2014

  • Clifford Chance LLP
  • -
  • Canada, European Union, Germany, Global, Hong Kong, Poland
  • -
  • November 18 2014

The EU Council has adopted the regulation on key information documents for packaged retail and insurance-based investment products (PRIIPS). The

Prudent Investment Practices for Derivatives - Financial Services Commission of Ontario publishes draft investment guidance note for public consultation

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • November 12 2014

On October 24, 2014 the Financial Services Commission of Ontario (FSCO) published for public consultation a draft investment guidance Note entitled