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Results: 1-10 of 307

Notice of publication of OSC FAQs in respect of OSC Rule 91-506 and OSC Rule 91-507

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • September 29 2014

The Ontario Securities Commission (OSC) has published Frequently Asked Questions (FAQs) in

Notice of designation orders for trade repositories for derivatives

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • September 29 2014

The Ontario Securities Commission (OSC) has issued three orders pursuant to section 21.2.2(1) of the Securities Act (Ontario) designating the

Notice of publication of ISDA 2014 Multilateral Canadian Reporting Party Agreement (deemed dealer version)

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada, Global
  • -
  • September 29 2014

ISDA has published the deemed dealer version of the Multilateral Canada Reporting Party Agreement referenced in section 25(2)(a) of OSC Rule 91-507

Adoption of new Alberta OTC derivatives order to reflect pending legislative changes

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • September 19 2014

Earlier this week, Alberta Securities Commission staff proposed replacing ASC Blanket Order 91-505 Over-the-Counter Derivatives Transactions, with a

OSC provides guidance on dealer registration exemptions under Commodity Futures Act

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • September 19 2014

The OSC yesterday published a staff notice to provide guidance on the circumstances in which certain exemptions from the dealer registration

OSC publishes trade reporting FAQ

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • September 15 2014

The Ontario Securities Commission today published answers to frequently asked questions concerning compliance with Ontario derivatives trade

AMF extends comment period on draft derivatives data reporting regulation

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • August 19 2014

The period to provide comments on Quebec's draft Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting

The changing regulation of derivatives

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • August 7 2014

The Canadian Securities Administrators (CSA) have issued a number of consultation papers regarding the regulation of over-the-counter (OTC

Canadian Securities Administrators CSA Consultation Paper 91-407 Derivatives: Registration

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • August 7 2014

Consultation Paper 91-407 Derivatives: Registration published by the Canadian Securities Administrators (CSA) Derivative Committee (Committee

Canadian Securities Administrators Consultation Paper 91-405 Derivatives: End-User Exemption

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • August 7 2014

Canadian Securities Administrators (CSA) Consultation Paper 91-405 Derivatives: End-User Exemption sets out the position of the CSA's Derivatives