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Results: 1-10 of 366

CFTC sues respondents, including lawyer, for single stock futures pre-arranged trading to pass money

  • Katten Muchin Rosenman LLP
  • -
  • Canada
  • -
  • April 19 2015

The Commodity Futures Trading Commission sued four defendants, including a Canadian law firm and a lawyer, in a federal court in Illinois for

Canadian Securities Administrators publish Consultation Paper 92-401 - Derivatives Trading Facilities

  • McCarthy Tétrault LLP
  • -
  • Canada
  • -
  • April 8 2015

On January 29, 2015, the Canadian Securities Administrators ("CSA") Derivatives Committee published for comment Consultation Paper 92-401 -

B.C. increases access to private placements for institutional investors

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • March 30 2015

By an instrument effective March 23, 2015, the British Columbia Securities Commission (BCSC) removed barriers to participation by institutional

B.C. issues blanket order for MI 51-105 and NI 33-105 exemptions

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • March 27 2015

The British Columbia Securities Commission published a blanket order, B.C. Instrument 51-512 Certain Private Placements, on March 23, 2015 which

Sound practices: final guideline released for federally regulated financial institutions

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • March 25 2015

On January 30 2015 the Office of the Superintendent of Financial Institutions (OSFI) published the final version of Guideline B-7 - Derivatives Sound

Mandatory central counterparty clearing of OTC derivatives in Canada

  • McCarthy Tétrault LLP
  • -
  • Canada
  • -
  • March 12 2015

The Canadian Securities Administrators (CSA) has proposed mandatory central counterparty clearing of certain standardized over-the-counter (OTC

Federal financial institutions legislative and regulatory reporter - March 11, 2015

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • March 11 2015

The Reporter provides a monthly summary of significant international and Canadian federal legislative and regulatory developments of relevance to

Time to make it clear, part II: the CSA publishes notice and request for comments on proposed rules for mandatory central counterparty clearing of OTC derivatives

  • McMillan LLP
  • -
  • Canada
  • -
  • March 10 2015

On December 19, 2013, the Canadian Securities Administrators (the "CSA") Over-the-Counter Derivatives Committee published CSA Staff Notice 91-103 -

Tax Court finds gain on hedge to protect balance sheet equity was a capital gain

  • Thorsteinssons LLP
  • -
  • Canada
  • -
  • March 2 2015

In the CRA’s long-standing view, proceeds realized on a hedge contract cannot be on capital account if there is no sale (or proposed sale) of the

OTC Derivatives trading and clearing rules move closer to implementation

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • February 26 2015

Canada's securities regulators have taken two additional steps towards implementing a comprehensive regulatory framework for over-the-counter