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The proposed amendments to asset management regulations as a result of the AIJ scandal

  • White & Case LLP
  • -
  • Japan
  • -
  • November 19 2012

This Client Alert contains a summary of the recent released proposed amendments to the various financial regulations of Japan in response to the AIJ scandal and is intended as a follow up to our Client Alert issued on September 11, 2012 regarding the actions proposed by the Financial Services Agency of Japan (“FSA”) to prevent the recurrence of the AIJ Scandal

FSA’s proposal to prevent the recurrence of the AIJ scandal and the results of second survey

  • White & Case LLP
  • -
  • Japan
  • -
  • September 11 2012

On September 4, 2012, the Financial Services Agency of Japan (“FSA”) published its proposal of measures to prevent the recurrence of the AIJ scandal while providing the opportunity to the public to provide their opinions regarding such measures by October 4, 2012

Crackdown on unlicensed securities distribution activities and additional qualifications for investment advisory and agency business

  • White & Case LLP
  • -
  • Japan
  • -
  • June 30 2011

This Client Alert is the second in a series of alerts concerning amendments (the "Amendments") to the Financial Instruments and Exchange Law ("FIEL") of Japan promulgated on May 25, 2011