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Results: 1-10 of 29

New watchdog update

  • Kennedys
  • -
  • Hong Kong
  • -
  • May 9 2008

In the Winter 2007 issue of CPA Protect we reported on the role of Financial Reporting Council (FRC) in investigating auditing and financial reporting irregularities of Hong Kong’s listed companies

Having a closer look - auditors can be compelled to produce audit working papers

  • Kennedys
  • -
  • Hong Kong
  • -
  • May 9 2008

Under section 179 of the Securities and Futures Ordinance (SFO), the Securities and Futures Commission (SFC) can require an auditor (or an employee of the auditor) to produce audit working papers relating to a listed corporation

Statutory obligation for listed companies to disclose price sensitive information

  • Morrison & Foerster LLP
  • -
  • Hong Kong
  • -
  • February 22 2011

On 11 February 2011, the Hong Kong Government published its consultation conclusions on its proposal to enact legislation requiring listed companies to disclose price sensitive information

Price-sensitive information: proposals to reform rules on disclosure

  • Dechert LLP
  • -
  • Hong Kong
  • -
  • May 12 2010

The Financial Services and the Treasury Bureau ("FSTB") of the Hong Kong Government published on 29 March 2010 a "Consultation Paper on The Proposed Statutory Codification of Certain Requirements to Disclose Price-Sensitive Information by Listed Corporations"

Consultation Paper on Review of the Code on Corporate Governance Practices and Associated Listing Rules

  • Mayer Brown LLP
  • -
  • Hong Kong
  • -
  • January 20 2011

The HKEx published its "Consultation Paper on Review of the Code on Corporate Governance Practices and Associated Listing Rules" (Code Consultation Paper) on 17 December 2010 to propose changes to the Code on Corporate Governance Practices (Code) and certain Listing Rules relating to corporate governance

Investor claims? A growing trend in Hong Kong?

  • King & Wood Mallesons
  • -
  • China, Hong Kong, USA
  • -
  • June 27 2011

Recently, a number of US-listed Chinese companies have been hit with class action law suits in the US for alleged accounting irregularities

International regulatory update 2-6 May 2011

  • Clifford Chance LLP
  • -
  • Bahrain, European Union, Germany, Hong Kong, India, Netherlands, Switzerland, United Kingdom, USA
  • -
  • May 9 2011

The US Treasury Department has published a Notice of Proposed Determination exempting FX swaps and forwards from the central clearing and exchange trading requirements imposed by the Dodd-Frank Act

HKEx consults on corporate governance

  • Wong Partnership
  • -
  • Hong Kong
  • -
  • March 31 2011

In December 2010, the Hong Kong Exchanges and Clearing Limited ("HKEx") issued a Consultation Paper on Review of the Code on Corporate Governance Practices and Associated Listing Rules ("Consultation Paper"

Implementation of new rules on ex-entitlement trading

  • Mayer Brown LLP
  • -
  • Hong Kong
  • -
  • June 8 2011

Hong Kong Exchanges and Clearing Limited (HKEx) published its "Consultation Conclusions on Ex-entitlement Trading and Shareholder Approval" (Consultation Conclusions) on 20 May 2011 in response to its corresponding consultation paper issued on 17 December 2010 in relation to whether shares should be traded ex-entitlement only after the entitlement has been approved by shareholders

International regulatory update 21-25 November 2011

  • Clifford Chance LLP
  • -
  • Australia, Belgium, Czech Republic, European Union, Global, Hong Kong, Netherlands, United Kingdom, USA
  • -
  • November 28 2011

The Financial Markets Law Committee (FMLC) has published a paper responding to the UK government’s consultation paper entitled ‘A new approach to financial regulation: the blueprint for reform’, which was published in June 2011