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The Securities and Futures Ordinance - guidelines for dealing with an on-site investigation conducted by the SFC at a company’s premises

• Mayer Brown LLP
• -
• Hong Kong
• -
• February 11 2011

The Securities and Futures Ordinance (Cap. 571) (SFO) empowers the Securities and Futures Commission (SFC) to enter business premises of corporates and residential premises of employees (or any subjects of an investigation) to search for documents and information relevant to an investigation, copy or confiscate relevant materials, and conduct questioning of individuals (which may be conducted on the spot or by serving a formal notice on such individuals setting out the date and place of the interview