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Results: 1-10 of 315

Hong Kong hedge fund managers

  • Norton Rose LLP
  • -
  • Hong Kong
  • -
  • September 8 2009

We understand that a number of hedge funds have been visited recently by the SFC and that others have been asked by the SFC to complete a Questionnaire on Licensed Hedge Fund Managers

SFC consults on short selling transparency

  • Norton Rose LLP
  • -
  • Hong Kong
  • -
  • September 8 2009

Following the publication in June of IOSCO's report on the regulation of short selling, the SFC has commenced its Consultation on increasing short position transparency

SFC secures injunctions to freeze overseas assets

  • Norton Rose LLP
  • -
  • Hong Kong
  • -
  • September 8 2009

Following the Court of Appeal's confirmation in May 2009 of the SFC's powers under section 213 of the Securities and Futures Ordinance, the regulator has successfully obtained a number of injunctions to prevent the dissipation of assets in on-going insider dealing and market manipulation investigations

HKEx publishes consultation paper on proposed listing rules for mineral and exploration companies

  • Dorsey & Whitney LLP
  • -
  • Hong Kong
  • -
  • September 29 2009

Hong Kong Exchanges and Clearing Limited ("HKEx") published a consultation paper on proposed new Listing Rules for Mineral and Exploration Companies on September 11, 2009 (the "Proposed Rules"

Hong Kong Stock Exchange Listing Rules: practical implications of the recent amendments

  • Morrison & Foerster LLP
  • -
  • Hong Kong
  • -
  • February 23 2009

As listed companies prepare for the Spring reporting and AGM season, they will need to take into account the major Listing Rule amendments which came into force in January 2009, and the developments last week on the blackout period for directors’ dealings

SFC seeks injunctions to freeze overseas assets

  • Norton Rose LLP
  • -
  • Hong Kong
  • -
  • September 11 2009

Following the Court of Appeal's confirmation in May 2009 of the SFC's powers under section 213 of the Securities and Futures Ordinance (SFO), the regulator has successfully obtained a number of injunctions to prevent the dissipation of assets in on-going insider dealing and market manipulation investigations

Beijing and Hong Kong advise ICBC on groundbreaking IPO

  • Herbert Smith Freehills LLP
  • -
  • China, Hong Kong
  • -
  • July 12 2007

Industrial and Commercial Bank of China’s (ICBC’s) recent IPO was not only the largest ever, raising over US$21 billion, but it was also the first simultaneous offering of H-shares, listed on the Hong Kong stock exchange (HKSE), and A-shares, listed on a PRC domestic exchange (Shanghai, the SSE

HKMA refers Lehman-Brothers-related cases to the SFC for further action

  • Freshfields Bruckhaus Deringer LLP
  • -
  • Hong Kong
  • -
  • January 30 2009

Since 17 October 2008, the HKMA has referred a total of 238 cases involving complaints of alleged misconduct in respect of investment products relating to Lehman Brothers to the SFC for its further action

Amendments to the blackout period and measures to enhance Hong Kong's disclosure regime

  • Herbert Smith Freehills LLP
  • -
  • Hong Kong
  • -
  • February 13 2009

Last night the Stock Exchange published an announcement (attaching revised Listing Rules) to modify the "blackout" period extension which has been the subject of much recent controversy in the Hong Kong market

Government released reports submitted by the HKMA and the SFC on the minibond crisis

  • Freshfields Bruckhaus Deringer LLP
  • -
  • Hong Kong
  • -
  • January 30 2009

In December, the HKMA and the SFC submitted reports to the Hong Kong Government providing information and observations of the existing regulatory regime and investor protection framework applicable to the sale to retail investors of Lehman Brothers minibonds and other structured products akin to minibonds

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