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SFC takes tough stance in enforcement action against delay in self reporting
- Hogan Lovells
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- Hong Kong
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- October 3 2011
The Securities and Futures Commission ("SFC") has publicly reprimanded a bank (the "Bank") and fined it HK$6 million
HKMA and HKEx to establish regulatory regime for OTC derivatives markets
- Hogan Lovells
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- Hong Kong
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- March 1 2011
At the end of 2010, the Hong Kong Monetary Authority ("HKMA") and the Hong Kong Exchanges and Clearing Limited ("HKEx") announced their intentions for a new regulatory regime for over-the-counter ("OTC") derivatives trades in Hong Kong
Government proceeds with proposals to codify disclosure of inside information and price-sensitive
- Hogan Lovells
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- Hong Kong
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- March 1 2011
On 11 February 2011, both the Government and the SFC issued their consultation conclusions to their respective proposals on disclosure of inside information and price-sensitive information
Regulatory regime for credit rating agencies to come into operation on 1 June 2011
- Hogan Lovells
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- Hong Kong
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- March 1 2011
On 18 February 2011, the Securities and Futures Ordinance (Amendment of Schedule 5) Notice 2011 (the "Notice") and the Securities and Futures (Financial Resources) (Amendment) Rules 2011 (the "Rules") were gazetted
SFC proposes expansion of lists of specified stock and futures exchanges
- Hogan Lovells
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- Hong Kong
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- March 1 2011
On 21 February 2011, the Securities and Futures Commission ("SFC") commenced a two-month consultation inviting comments on proposals to amend the lists of "specified" local and overseas stock and futures exchanges contained in Schedule 1 to the Securities and Futures Ordinance ("SFO") (the "Lists"
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- Jurisdiction - Hong Kong
- Workarea - Derivatives
- Firm Name - Hogan Lovells