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Results: 1-10 of 135

Financial Regulatory Developments 17 April - Investment Management Association (IMA)

  • Dentons
  • -
  • Global
  • -
  • April 17 2014

IMA has announced the investment activities of the Association of British Insurers (ABI) is to merge with IMA. (Source: IMA and ABI to Merge

Financial Regulatory Developments 4 April - Global Financial Markets Association (GFMA)

  • Dentons
  • -
  • Global
  • -
  • April 4 2014

GFMA has asked the Commission to clarify that FX transactions entered into to facilitate buying or selling a foreign security (FX security

Financial Regulatory Developments 7 March - Agency for the Cooperation of Energy Regulators (ACER)

  • Dentons
  • -
  • Global
  • -
  • March 7 2014

ACER has created online applications to comply with the notifications required by the Regulation on Energy Market Integrity and Transparency (REMIT

Financial Regulatory Developments 7 March - International Capital Markets Association (ICMA)

  • Dentons
  • -
  • Global
  • -
  • March 7 2014

ICMA has published a Guide to Best Practice in the cross-border European repo market. It replaces existing practice guidelines published over a

Financial Regulatory Developments 28 February - Legal Entity Identifier Regulatory Oversight Committee (LEIROC)

  • Dentons
  • -
  • Global
  • -
  • February 28 2014

LEIROC has published a common data format to be used by pre-Local Operating Units (pre-LOUs) as a standard for publishing LEI data during the interim

Financial Regulatory Developments 7 February - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • February 7 2014

IOSCO's research department has published a report on crowdfunding. The report looks at the risks of what it refers to as "financial return"

Financial Regulatory Developments 31 January - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • January 31 2014

IOSCO has announced that the Indonesian Financial Services Authority has become the 100th signatory to the IOSCO Multilateral Memorandum of

Financial Regulatory Developments 17th January - Financial Stability Board (FSB)

  • Dentons
  • -
  • Global
  • -
  • January 17 2014

FSB and the International Organisation of Securities Commissions (IOSCO) are consulting, until 7 April 2014, on a proposed assessment methodology for

Financial Regulatory Developments 3rd January - Financial Stability Board (FSB)

  • Dentons
  • -
  • Global
  • -
  • January 3 2014

FSB has published the responses it received to its consultation on a proposed regulatory framework for haircuts on non-centrally cleared securities

Financial Regulatory Developments 3rd January - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • January 3 2014

IOSCO is consulting on the assessment methodology for the oversight expectations applicable to critical service providers. This complements the