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Results: 1-6 of 6

IOSCO: monitoring of implementation of the principles for financial market infrastructures begins

  • Herbert Smith Freehills LLP
  • -
  • Global
  • -
  • April 18 2013

The International Organisation of Securities Commissions (IOSCO) and the Committee on Payment and Settlement Systems (CPSS) have announced that they

International work

  • Herbert Smith Freehills LLP
  • -
  • Global
  • -
  • November 17 2011

On 20 October, IOSCO published its final report on regulatory issues raised by the impact of technological changes (including high-frequency trading and algorithmic trading) on market integrity and efficiency

Regulation of remuneration practices in the banking sector and beyond, across Asia-Pacific

  • Herbert Smith Freehills LLP
  • -
  • Global
  • -
  • May 19 2010

In response to the magnitude of the recent global financial crisis and the unprecedented financial-sector bailouts by some countries, the G20 Summit in London on 2 April 2009 agreed on a number of matters concerning changes to the regulation of the financial system that addressed, amongst other things, the issue of executive remuneration and compensation schemes

Regulatory developments in the distribution of retail investment products

  • Herbert Smith Freehills LLP
  • -
  • Global
  • -
  • March 2 2010

There have been a number of significant regulatory developments in the market for the distribution of retail investment products in Asia, Europe and the Middle East

IOSCO completes global framework to fight against cross-border market abuse

  • Herbert Smith Freehills LLP
  • -
  • Global
  • -
  • February 16 2010

The International Organisation of Securities Commissions (IOSCO) has announced that it has achieved its goal of having its eligible membership sign onto, or committed to sign, its Multilateral Memorandum of Understanding concerning Consultation, Cooperation and the Exchange of Information (MMOU

A changing landscape: regulatory developments in the distribution of retail investment products - UK, France, Spain, Germany, Netherlands, UAE and Hong Kong

  • Herbert Smith Freehills LLP
  • -
  • Global
  • -
  • February 11 2010

In recent times, we have seen a number of significant regulatory developments in the market for the distribution of retail investment products in Asia, Europe and the Middle East

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