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Results: 1-10 of 43

IOSCO consults on retail structured products

  • Dentons
  • -
  • Global
  • -
  • April 26 2013

: IOSCO is consulting on a regulatory toolkit for IOSCO members to use when regulating retail structured products (RSP) such as structured notes

IOSCO lists MMoU non-signatories

  • Dentons
  • -
  • Global
  • -
  • March 8 2013

IOSCO has published a list of members who have not yet signed its Multilateral Memorandum of Understanding (MMoU) on consultation and cooperation

IOSCO consults on financial benchmarks

  • Dentons
  • -
  • Global
  • -
  • January 18 2013

IOSCO is consulting, until 13 February, on the conclusions from its review of a selection of financial benchmarks. The review focused on the

ICMA presents private wealth management charter of quality

  • Dentons
  • -
  • Global
  • -
  • December 7 2012

Several ICMA members have adhered to a charter comprising common standards of quality, compliance and good market practice

FATF publishes plenary results

  • Dentons
  • -
  • Global
  • -
  • October 26 2012

FATF has published the results of its latest plenary meeting

IOSCO holds first new board meeting

  • Dentons
  • -
  • Global
  • -
  • October 12 2012

IOSCO has held the first meeting of its new Board, whose creation was announced at IOSCO’s annual conference in May 2012

EP amends voting dates

  • Dentons
  • -
  • Global
  • -
  • August 10 2012

The indicative date for the EP Plenary hearings on the proposed Directive and Regulation amending the Markets in Financial Instruments Directive (MiFID 2 and MiFIR) and on the proposed Market Abuse Regulation and Directive on Criminal Sanctions on Market Abuse (MAR and CMAD) has been postponed by one day to 20 November

FATF publishes corruption laundering paper

  • Dentons
  • -
  • Global
  • -
  • July 6 2012

FATF has published a paper to help institutions better analyse and understand specific risk factors that may suggest corruption-based money laundering risk

G20 publishes leaders' declaration

  • Dentons
  • -
  • Global
  • -
  • June 22 2012

The G20 leaders met in Mexico and published their declaration following the meeting

Trade associations call for international cooperation

  • Dentons
  • -
  • Global
  • -
  • June 22 2012

Trade associations from the EU and the US, including the BBA, FOA, AFME, ICMA and ISDA have produced a joint report calling regulators to establish a framework that addresses concerns over extraterritoriality and protectionism in financial services regulation

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