We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 49

Financial services updater - 4 February 2014: securities

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • February 4 2014

The International Organization of Securities Commissions (IOSCO) has published its final report entitled Recommendations regarding the protection of

Financial services updater - 4 February 2014: regulation & compliance

  • Norton Rose Fulbright LLP
  • -
  • European Union, Global, USA
  • -
  • February 4 2014

The Financial Stability Board (FSB) has updated its Handbook which sets out guidelines for the conduct of FSB peer reviews. Section 1 sets peer

Financial services updater 13 January 2014: retail

  • Norton Rose Fulbright LLP
  • -
  • Global, United Kingdom
  • -
  • January 13 2014

The International Organization of Securities Commissions (IOSCO) has published its final report on the regulation of retail structured products

Financial services updater 13 January 2014: regulation & compliance

  • Norton Rose Fulbright LLP
  • -
  • European Union, Global
  • -
  • January 13 2014

The Joint Forum which consists of the Basel Committee on Banking Supervision, the International Organization of Securities Commissions and the

IOSCO publishes principles on cross-border supervisory cooperation

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • May 31 2010

The International Organization of Securities Commissions (IOSCO) has published a final report which sets out principles regarding cross-border supervisory cooperation

IOSCO consultation report on regulatory implementation of the statement of principles regarding the activities of CRAs

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • May 28 2010

On 7 May 2010, the International Organization of Securities Commissions' Technical Committee published a consultation report on regulatory implementation of the statement of principles regarding the activities of credit rating agencies (CRAs

IOSCO consultation report on regulatory implementation of the statement of principles regarding the activities of CRAs

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • May 18 2010

The International Organization of Securities Commissions' Technical Committee has published a consultation report on regulatory implementation of the statement of principles regarding the activities of credit rating agencies (CRAs

High-Level Questionnaire - Survey on the implementation of the IOSCO Objectives and Principles of Securities Regulation

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • May 3 2010

In 1998 the International Organization of Securities Commissions (IOSCO) adopted the Objectives and Principles of Securities Regulation (IOSCO Objectives and Principles) which set out 30 core principles of securities regulation

EU should not diverge from G20 path on hedge fund regulation

  • Norton Rose Fulbright LLP
  • -
  • European Union, Global
  • -
  • May 3 2010

The Alternative Investment Management Association (AIMA) has issued a press release stating that the European Union should not diverge from the path already set by the G20 on hedge fund regulation

CGFS publishes report on lessons distilled from funding market disruptions

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • March 29 2010

The Committee on the Global Financial System (CGFS) has published a report entitled The functioning and resilience of cross-border funding markets