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Results: 1-10 of 87

Global regulation and investigations challenges ahead in 2015

  • Norton Rose Fulbright LLP
  • -
  • Africa, Asia-Pacific, Canada, European Union, Global, Middle East, USA
  • -
  • March 2 2015

Regulation and investigations remain among the primary concerns of businesses. In this briefing, we provide an overview of some of the key global and

CPSS - IOSCO review of standards for payment, clearing and settlement systems

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • February 8 2010

The Committee on Payment and Settlement Systems and the Technical Committee of the International Organization of Securities Commissions (together the Committees) have launched a comprehensive review of their existing standards for financial market infrastructures such as payment systems, securities settlement systems and central counterparties

Principles for Periodic Disclosure by Listed Entities - final report

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • March 1 2010

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a final report entitled Principles for Periodic Disclosure by Listed Entities

Financial services updater - 4 February 2014: regulation & compliance

  • Norton Rose Fulbright LLP
  • -
  • European Union, Global, USA
  • -
  • February 4 2014

The Financial Stability Board (FSB) has updated its Handbook which sets out guidelines for the conduct of FSB peer reviews. Section 1 sets peer

IOSCO report on commodity futures markets

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • March 16 2009

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a final report which contains recommendations to improve the supervision of commodity futures markets and global regulatory cooperation

IOSCO consults on principles on outsourcing by markets

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • March 12 2009

On 25 February 2009, the International Organization of Securities Commissions (IOSCO) Technical Committee published a consultation report on principles on outsourcing by markets

AIMA announces new policy platform

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • March 12 2009

On 24 February 2009, the Alternative Investment Management Association (AIMA) published a press release announcing a major new transparency initiative

SSG report on management of recent credit default swap credit events

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • March 16 2009

The FSA has published a report by the Senior Supervisors Group (SSG) entitled Observations on management of recent credit default swap credit events (the Report

Chairman’s summary, Paris plenary, 25-27 February 2009

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • March 9 2009

The Financial Action Task Force (FATF) has published the Chairman’s summary of its plenary meeting that took place in Paris on 25 - 27 February 2009

IOSCO consultation report on hedge funds oversight

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • March 30 2009

The International Organization of Securities Commissions’ (IOSCO) Technical Committee has published a consultation report on hedge funds oversight (the Consultation Report