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Results: 1-10 of 81

IOSCO publishes principles on cross-border supervisory cooperation

  • Norton Rose LLP
  • -
  • Global
  • -
  • May 31 2010

The International Organization of Securities Commissions (IOSCO) has published a final report which sets out principles regarding cross-border supervisory cooperation

FSB principles for sound compensation practices - implementation standards

  • Norton Rose LLP
  • -
  • Global
  • -
  • October 12 2009

The Financial Stability Board (FSB) has published a report which contains implementation standards for its Principles for Sound Compensation Practices

IOSCO Final Report - Unregulated Financial Markets and Products

  • Norton Rose LLP
  • -
  • Global
  • -
  • September 21 2009

On 4 September 2009, the International Organization of Securities Commissions’ (IOSCO) Technical Committee published a Final Report on Unregulated Financial Markets and Products

IOSCO consults on auditor transparency, communication and ownership structures

  • Norton Rose LLP
  • -
  • Global
  • -
  • September 24 2009

Concerns over the transparency of audit firms and the relationship between transparency and the quality of audits and the availability and delivery of audit services, the adequacy of the standard audit report, and the impact of audit firm ownership structure on concentration in the market for auditing large issuers have prompted the Technical Committee of the International Organization of Securities Commissions (IOSCO) to expand the scope of its work to include a number of audit service-related issues

Senior Supervisors Group: risk management lessons from the global banking crisis of 2008

  • Norton Rose LLP
  • -
  • Global
  • -
  • October 26 2009

The Senior Supervisors Group (SSG) comprises of national regulators from the following countries

SSG report on management of recent credit default swap credit events

  • Norton Rose LLP
  • -
  • Global
  • -
  • March 16 2009

The FSA has published a report by the Senior Supervisors Group (SSG) entitled Observations on management of recent credit default swap credit events (the Report

IOSCO Final Report: fit and proper assessment - best practice

  • Norton Rose LLP
  • -
  • Global
  • -
  • December 21 2009

On 11 December 2009, the International Organization of Securities Commissions (IOSCO) published a Final Report which sets out best practices in relation to the fit and proper assessment

IOSCO publishes disclosure principles for public offerings and listings of asset-backed securities

  • Norton Rose LLP
  • -
  • Global
  • -
  • April 19 2010

On 8 April 2010, the International Organization of Securities Commissions (IOSCO) published a final report entitled Disclosure Principles for Public Offerings and Listings of Asset-Backed Securities (ABS Disclosure Principles

Review of the Differentiated Nature and Scope of Financial Regulation

  • Norton Rose LLP
  • -
  • Global
  • -
  • January 25 2010

The Joint Forum consists of the Basel Committee on Banking Supervision, the International Organization of Securities Commissions and the International Association of Insurance Supervisors

High-Level Questionnaire - Survey on the implementation of the IOSCO Objectives and Principles of Securities Regulation

  • Norton Rose LLP
  • -
  • Global
  • -
  • May 3 2010

In 1998 the International Organization of Securities Commissions (IOSCO) adopted the Objectives and Principles of Securities Regulation (IOSCO Objectives and Principles) which set out 30 core principles of securities regulation

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