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Results: 1-10 of 86

Financial services updater 13 January 2014: regulation & compliance

  • Norton Rose Fulbright LLP
  • -
  • European Union, Global
  • -
  • January 13 2014

The Joint Forum which consists of the Basel Committee on Banking Supervision, the International Organization of Securities Commissions and the

Financial services updater - 4 February 2014: regulation & compliance

  • Norton Rose Fulbright LLP
  • -
  • European Union, Global, USA
  • -
  • February 4 2014

The Financial Stability Board (FSB) has updated its Handbook which sets out guidelines for the conduct of FSB peer reviews. Section 1 sets peer

IOSCO consultation report on private equity conflicts of interest

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • November 9 2009

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a consultation report on private equity conflicts of interest

FATF reports on money laundering and terrorist financing in securities sector

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • November 2 2009

The Financial Action Task Force (FATF) has published a report on money laundering and terrorist financing in the securities sector

IOSCO consults on auditor transparency, communication and ownership structures

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • September 24 2009

Concerns over the transparency of audit firms and the relationship between transparency and the quality of audits and the availability and delivery of audit services, the adequacy of the standard audit report, and the impact of audit firm ownership structure on concentration in the market for auditing large issuers have prompted the Technical Committee of the International Organization of Securities Commissions (IOSCO) to expand the scope of its work to include a number of audit service-related issues

Principles for Periodic Disclosure by Listed Entities - final report

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • March 1 2010

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a final report entitled Principles for Periodic Disclosure by Listed Entities

CPSS - IOSCO review of standards for payment, clearing and settlement systems

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • February 8 2010

The Committee on Payment and Settlement Systems and the Technical Committee of the International Organization of Securities Commissions (together the Committees) have launched a comprehensive review of their existing standards for financial market infrastructures such as payment systems, securities settlement systems and central counterparties

Challenges to financial stability and the proposals of the Financial Stability Board

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • November 30 2009

The Financial Stability Board (FSB) succeeded the Financial Stability Forum (FSF

High-Level Questionnaire - Survey on the implementation of the IOSCO Objectives and Principles of Securities Regulation

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • May 3 2010

In 1998 the International Organization of Securities Commissions (IOSCO) adopted the Objectives and Principles of Securities Regulation (IOSCO Objectives and Principles) which set out 30 core principles of securities regulation

Review of the Differentiated Nature and Scope of Financial Regulation

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • January 25 2010

The Joint Forum consists of the Basel Committee on Banking Supervision, the International Organization of Securities Commissions and the International Association of Insurance Supervisors