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Results: 1-10 of 86

FATF reports on money laundering and terrorist financing in securities sector

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • November 2 2009

The Financial Action Task Force (FATF) has published a report on money laundering and terrorist financing in the securities sector

IOSCO consults on auditor transparency, communication and ownership structures

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • September 24 2009

Concerns over the transparency of audit firms and the relationship between transparency and the quality of audits and the availability and delivery of audit services, the adequacy of the standard audit report, and the impact of audit firm ownership structure on concentration in the market for auditing large issuers have prompted the Technical Committee of the International Organization of Securities Commissions (IOSCO) to expand the scope of its work to include a number of audit service-related issues

FSA speech - the regulatory response of the G20 to the financial crisis

  • Norton Rose Fulbright LLP
  • -
  • Global, United Kingdom
  • -
  • April 13 2009

The FSA has published a speech by David Strachan (Director, Financial Stability, FSA) entitled "The regulatory response of the G20 to the financial crisis"

Declaration on further steps to strengthen the financial system

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • September 14 2009

A declaration on further steps to strengthen the financial system has been published following a meeting of G20 Finance Ministers and Central Bank Governors in London on 4-5 September 2009

FSB reports to G20 summit

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • October 12 2009

The Financial Stability Board (FSB) has published two reports submitted to G20 leaders, Improving Financial Regulation, and Overview of Progress in implementing the London Summit Recommendations for Strengthening Financial Stability

IOSCO consultation report on regulatory implementation of the statement of principles regarding the activities of CRAs

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • May 18 2010

The International Organization of Securities Commissions' Technical Committee has published a consultation report on regulatory implementation of the statement of principles regarding the activities of credit rating agencies (CRAs

Hedge Funds Oversight: Final report

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • June 29 2009

On 18 March 2009, the International Organization of Securities Commissions (IOSCO) published a Consultation Report entitled Hedge Funds Oversight

FSA publishes Turner Review Conference Discussion Paper

  • Norton Rose Fulbright LLP
  • -
  • Global, United Kingdom
  • -
  • October 29 2009

In September the FSA published the Feedback Statement to The Turner Review and its associated Discussion Paper 092: A regulatory response to the global banking crisis

IOSCO publishes principles for effective regulation of short selling

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • June 29 2009

The International Organization of Securities Commissions (IOSCO) has published a final report entitled Regulation of Short Selling which contains high level principles for the effective regulation of short selling

Hedge funds oversight: final report

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • August 11 2009

On 22 June 2009, the International Organization of Securities Commissions (IOSCO) published a final report on hedge funds oversight