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Results: 1-10 of 30

Tools for regulatory quality and financial sector regulation - a cross-country perspective

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • January 4 2010

The Organisation for Economic Co-Operation and Development (OECD) has published its latest Working Paper on Public Government

IOSCO consultation report on private equity conflicts of interest

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • November 9 2009

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a consultation report on private equity conflicts of interest

Promoting global adherence to international cooperation and information exchange standards

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • March 15 2010

The Financial Stability Board (FSB) has published a paper which is entitled Promoting global adherence to international cooperation and information exchange standards

IOSCO publishes principles for effective regulation of short selling

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • June 29 2009

The International Organization of Securities Commissions (IOSCO) has published a final report entitled Regulation of Short Selling which contains high level principles for the effective regulation of short selling

FATF reports on money laundering and terrorist financing in securities sector

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • November 2 2009

The Financial Action Task Force (FATF) has published a report on money laundering and terrorist financing in the securities sector

IOSCO consults on auditor transparency, communication and ownership structures

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • September 24 2009

Concerns over the transparency of audit firms and the relationship between transparency and the quality of audits and the availability and delivery of audit services, the adequacy of the standard audit report, and the impact of audit firm ownership structure on concentration in the market for auditing large issuers have prompted the Technical Committee of the International Organization of Securities Commissions (IOSCO) to expand the scope of its work to include a number of audit service-related issues

IOSCO Final Report: fit and proper assessment - best practice

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • December 21 2009

On 11 December 2009, the International Organization of Securities Commissions (IOSCO) published a Final Report which sets out best practices in relation to the fit and proper assessment

IOSCO consultation report on unregulated financial markets and products

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • May 11 2009

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a Consultation Report on unregulated financial markets and products

Impact on and responses of emerging markets to the financial crisis

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • June 29 2009

The International Organization of Securities Commissions (IOSCO) has published a consultation report entitled Impact on and Responses of Emerging Markets to the financial crisis

IOSCO consultation report on hedge funds oversight

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • March 30 2009

The International Organization of Securities Commissions’ (IOSCO) Technical Committee has published a consultation report on hedge funds oversight (the Consultation Report