We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 30

IOSCO consultation report on regulatory implementation of the statement of principles regarding the activities of CRAs

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • May 18 2010

The International Organization of Securities Commissions' Technical Committee has published a consultation report on regulatory implementation of the statement of principles regarding the activities of credit rating agencies (CRAs

Hedge Funds Oversight: Final report

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • June 29 2009

On 18 March 2009, the International Organization of Securities Commissions (IOSCO) published a Consultation Report entitled Hedge Funds Oversight

IOSCO publishes principles for effective regulation of short selling

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • June 29 2009

The International Organization of Securities Commissions (IOSCO) has published a final report entitled Regulation of Short Selling which contains high level principles for the effective regulation of short selling

FATF reports on money laundering and terrorist financing in securities sector

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • November 2 2009

The Financial Action Task Force (FATF) has published a report on money laundering and terrorist financing in the securities sector

Tools for regulatory quality and financial sector regulation - a cross-country perspective

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • January 4 2010

The Organisation for Economic Co-Operation and Development (OECD) has published its latest Working Paper on Public Government

IOSCO consultation report on private equity conflicts of interest

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • November 9 2009

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a consultation report on private equity conflicts of interest

Promoting global adherence to international cooperation and information exchange standards

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • March 15 2010

The Financial Stability Board (FSB) has published a paper which is entitled Promoting global adherence to international cooperation and information exchange standards

IOSCO Final Report: fit and proper assessment - best practice

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • December 21 2009

On 11 December 2009, the International Organization of Securities Commissions (IOSCO) published a Final Report which sets out best practices in relation to the fit and proper assessment

IOSCO consults on auditor transparency, communication and ownership structures

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • September 24 2009

Concerns over the transparency of audit firms and the relationship between transparency and the quality of audits and the availability and delivery of audit services, the adequacy of the standard audit report, and the impact of audit firm ownership structure on concentration in the market for auditing large issuers have prompted the Technical Committee of the International Organization of Securities Commissions (IOSCO) to expand the scope of its work to include a number of audit service-related issues

Briefing for the September 2009 G20 Finance Ministers’ meeting and Pittsburgh Summit by securities and derivatives industry representatives

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • September 14 2009

In preparation for the 5 September 2009 meeting of G20 Finance Ministers and the 24 September 2009 Pittsburgh Summit the London Investment Banking Association, the Securities Industry and Financial Markets Association, the International Swaps and Derivatives Association, the Futures and Options Association and the Investment Industry Association of Canada have published a joint briefing note which sets out their members’ views on key overarching steps that should be taken in finalising the policy programme