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Financial services update vol. 10, issue 12

  • Winston & Strawn LLP
  • -
  • European Union, United Kingdom, USA
  • -
  • March 30 2015

On March 19, 2015, Federal Reserve Governor Daniel Tarullo testified before the U. S. Senate Committee on Banking, Housing, and Urban Affairs at a

Financial services update Vol. 10, Issue 11

  • Winston & Strawn LLP
  • -
  • European Union, USA
  • -
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management

New developments on precise information in insider trading

  • CMS DeBacker
  • -
  • European Union
  • -
  • March 18 2015

The Court of Justice of the European Union (Court) rendered on 11 March 2015 a judgment on the definition of precise information in the context of

Financial services update Vol. 10, Issue 9

  • Winston & Strawn LLP
  • -
  • European Union, USA
  • -
  • March 9 2015

I recently had the opportunity to invest in individual shortterm real estate loans. Having devoted my current liquidity to a real estate

General counsel update - march 2015

  • Herbert Smith Freehills LLP
  • -
  • Australia, China, European Union, Hong Kong, United Kingdom, USA
  • -
  • March 5 2015

Protecting your investments: further public consultation to be launched on Investment Protection in the USEU Free Trade Agreement

Which court has jurisdiction over alleged prospectus liability?

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • February 16 2015

On 28 January 2015, the Court of Justice of the European Union (CJEU) decided the so called ‘Kolassa case’, delivering a judgment of paramount

Financial services newsletter - February 2015

  • Eversheds LLP
  • -
  • European Union, Ireland
  • -
  • February 2 2015

On 21 January 2015, the High Court handed down Judgment in the statutory appeal of Law v- Financial Services Ombudsman and New Ireland Assurance plc

Other developments

  • Ropes & Gray LLP
  • -
  • European Union, USA
  • -
  • January 29 2015

Since the last issue of our IM Update, we have also published the following separate Alerts of interest to the investment management industry:

Market abuse update

  • Herbert Smith Freehills LLP
  • -
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • -
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably

European Court of Justice (ECJ) press release relating to Advocate General issues an opinion on UK's challenge to remuneration provisions in CRD IV

  • A&L Goodbody
  • -
  • European Union, United Kingdom
  • -
  • December 3 2014

On 20 November, the ECJ published a press release on the Advocate General's opinion on the UK's ECJ challenge in respect of certain remuneration