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Capital markets practice: news round-up issue No. 42014

  • Squire Patton Boggs
  • -
  • European Union, United Kingdom
  • -
  • August 4 2014

In Ian Hannam v FCA, the Upper Tribunal found that H, then Global Co-Head of UK Capital Markets at JP Morgan Cazenove, engaged in market abuse by

Other developments

  • Ropes & Gray LLP
  • -
  • European Union, USA
  • -
  • July 31 2014

Since the last issue of our IM Update, we have also published the following separate Alerts of interest to the investment management industry:

Europe update July 2014

  • De Brauw Blackstone Westbroek
  • -
  • European Union
  • -
  • July 25 2014

Captive sales should be included in the turnover figure used as a basis for calculating cartel fines. Advocate General Wathelet stated this in a

A summary of major developments in key areas - general counsel update - July 2014

  • Herbert Smith Freehills LLP
  • -
  • Australia, European Union, Hong Kong, United Kingdom
  • -
  • July 15 2014

Legislation, in the form of a Regulation and Directive, has been published in the Official Journal of the European Union which will substantially

Financial services regulation - Austria

  • DLA Piper LLP
  • -
  • Austria, European Union
  • -
  • July 15 2014

A decision of the European Court of Justice (“ECJ”) (Hirmann v Immofinanz, C-17412, 19 December 2013), considered the question of whether European

Luxembourg legal update - July 2014

  • Clifford Chance LLP
  • -
  • European Union, Luxembourg
  • -
  • July 10 2014

The Single Supervisory Mechanism (SSM) Framework Regulation that was published in the Official Journal on 14 May 2014 has entered into force on 15 May

To disclaim, or not to disclaim, that is the question

  • Hogan Lovells
  • -
  • European Union
  • -
  • June 26 2014

Last month, the Court of Justice of the European Union (ECJ) published a ruling on certain provisions of Directive 200371EC on prospectuses for

Update on the EU's proposed financial transactions tax

  • Dechert LLP
  • -
  • European Union, United Kingdom
  • -
  • June 24 2014

The Court of Justice of the European Union (CJEU) recently issued a decision rejecting the UK government's initial legal challenge against the

This week in securities litigation (week ending June 20, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, European Union, Hong Kong, Japan, United Kingdom, USA
  • -
  • June 19 2014

High speed trading and conflict of interest in the market place were the topics of the week. Two Senate committees held hearings on the issues which

Folleto de base, suplemento del folleto y condiciones finales - Hasta qué punto es exigible según la normativa comunitaria la información requerida y cómo debe publicarse?

  • Gómez-Acebo & Pombo Abogados
  • -
  • European Union
  • -
  • May 23 2014

La Sentencia del Tribunal de Justicia de la Unión Europea, de 15 de mayo de 2014, (Asunto C-35912) tiene por objeto la interpretación del artículo