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Legal flash - Bureau de Paris - Mars 2014 -Validite du cumul d’une sanction de l’AMF et d’une sanction penale pas de violation du principe non BIS in idem(CASS,CRIM., 22 Janvier 2014 (N12-83.579))

  • Cuatrecasas Gonçalves Pereira
  • -
  • European Union, France
  • -
  • March 11 2014

Monsieur (X), analyste financier possédant 4 comptes dont un seulement sous son nom, et qui détient, en tant qu’investisseur, environ 42 du flottant

Dutch Supreme Court refers to CJEU for scope exemption management of collective investment funds

  • Baker & McKenzie
  • -
  • European Union, Netherlands
  • -
  • February 28 2014

The taxable person in this case renders services to companies incorporated by several pension funds. The shares in the companies are held by the

EU short selling regulation survives UK legal challenge; more EU regulation is likely result

  • Baker & McKenzie
  • -
  • European Union, United Kingdom
  • -
  • February 28 2014

Rejecting a spirited challenge by the United Kingdom, the European Court of Justice (“ECJ”) recently upheld the power of the European Securities and

Luxembourg legal update - February 2014

  • Clifford Chance LLP
  • -
  • European Union, Luxembourg
  • -
  • February 27 2014

The European Banking Authority (EBA) has updated its set of questions and answers (Q&A) on the Single Rulebook (CRD IV etc

Contentious commentary (February 2014)

  • Clifford Chance LLP
  • -
  • European Union, United Kingdom
  • -
  • February 7 2014

At one time, a claim to privilege would go largely unchallenged. Now the courts treat such claims to "anxious scrutiny" (Tchenguiz v SFO 2013 EWHC

Financial Regulatory Developments 24 January - European Court of Justice (ECJ)

  • Dentons
  • -
  • European Union
  • -
  • January 24 2014

ECJ has dismissed the action brought by the UK against the powers of intervention granted to the European Securities and Markets Authority (ESMA

Guide to the Irish market abuse regime

  • William Fry
  • -
  • European Union, Ireland
  • -
  • December 9 2013

The Market Abuse Regime in Ireland prohibits activities such as insider dealing and market manipulation, while also imposing obligations on issuers

Euroresource--deals and debt (November 2013)

  • Jones Day
  • -
  • Argentina, European Union, USA
  • -
  • November 27 2013

On 1 November 2013, in a summary order without explanation, a three-judge panel of the US Court of Appeals for the Second Circuit refused to lift a

ESMA does not have power to prohibit short selling, says Advocate General

  • De Brauw Blackstone Westbroek
  • -
  • European Union
  • -
  • October 10 2013

The EU regulation on short selling, which empowers ESMA to regulate or prohibit short selling, breaches the limits of the EU Treaty. The relevant

International Regulatory Update 23-27 September 2013

  • Clifford Chance LLP
  • -
  • Australia, China, European Union, Germany, Global, Guernsey, Hong Kong, Japan, Luxembourg, Netherlands, New Zealand, Russia, Singapore, South Korea, United Kingdom, USA
  • -
  • October 1 2013

The UK government has launched a legal challenge with the European Courts of Justice (ECJ) on the remuneration provisions under the Capital