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Results: 1-10 of 109

Is conflict minerals regulation going international? New developments in Canada and the EU

  • Schulte Roth & Zabel LLP
  • -
  • Canada, European Union, USA
  • -
  • April 9 2013

In late March, Canada and the EU both took steps toward the further regulation of the use of conflict minerals. As discussed below, these initiatives

European Central Bank working paper, "A Dynamic Limit Order Market with Fast and Slow Traders"

  • A&L Goodbody
  • -
  • European Union, USA
  • -
  • April 9 2013

During the past ten years or so, trading in financial markets has become increasingly automated, with recent estimates suggesting that high frequency

The AIFM Directive regulatory reporting template, and its comparison to SEC Form PF

  • Dechert LLP
  • -
  • European Union, USA
  • -
  • March 20 2013

The Alternative Investment Fund Managers Directive (the "Directive") will introduce new regulatory reporting requirements for alternative investment

Conflict minerals rule weekly recap 13 February 8, 2013

  • Squire Sanders
  • -
  • Democratic Republic of Congo, European Union, Japan, USA
  • -
  • February 18 2013

Seiko Epson Corporation, commonly known as Epson, is a Japanese electronics company and one of the world’s largest manufacturers of computer printers

International regulatory update 4 Feb-8 Feb 2013

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, Singapore, United Kingdom, USA
  • -
  • February 11 2013

EMIR: European Parliament’s resolution to reject Delegated regulations withdrawn; MiFID review: EU Council Presidency publishes Compromise texts

ESMA questions and answers on short selling

  • Orrick Herrington & Sutcliffe LLP
  • -
  • European Union, USA
  • -
  • February 4 2013

On January 30, the European Securities and Markets Association (ESMA) published the second update to its questions and answers on the implementation

International regulatory update 7 - 11 January 2013

  • Clifford Chance LLP
  • -
  • European Union, France, Global, India, Poland, Singapore, United Kingdom, USA
  • -
  • January 14 2013

EMIR: Extension of scrutiny period for Commission Delegated Regulations Basel III: Basel Committee releases revised version of Liquidity Coverage

Recent developments for the third quarter 2012

  • Baker & McKenzie
  • -
  • Australia, China, European Union, France, Israel, Italy, Japan, Latvia, Singapore, Taiwan, United Kingdom, USA
  • -
  • January 8 2013

This letter is from the Global Equity Services ("GES") group in San Francisco, Chicago and New York. Attorneys in the GES practice group work

Insights from Winston & Strawn

  • Winston & Strawn LLP
  • -
  • European Union, USA
  • -
  • January 7 2013

On December 13, 2012, Steven Maijoor, the Chair of the European Securities and Markets Authority (ESMA), issued a written statement to the U.S. House

Enhanced margin methodology proposed

  • Winston & Strawn LLP
  • -
  • European Union, USA
  • -
  • January 7 2013

On January 2nd, the SEC provided notice of ICE Clear Europe's filing of a proposal to implement an enhanced margin methodology that addresses the