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ESMA publishes responses on types of AIFMs and AIFMD concepts
- Dentons
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- European Union
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- February 8 2013
ESMA has published the responses to its consultations on RTS for types of alternative investment fund managers (AIFMs) and on Guidelines on key
ESMA reports on CRAs
- Dentons
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- European Union
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- January 20 2012
ESMA has published its first annual report on the application of the Credit Rating Agency (CRA) Regulation
AIMA publishes FTT note
- Dentons
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- European Union
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- January 20 2012
AIMA has published a research note on the proposed FTT
FMLC writes to Commission on MAR
- Dentons
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- European Union, United Kingdom
- -
- April 13 2012
FMLC has written to the European Commission setting out its concerns over some of the proposals in the draft Market Abuse Regulation (MAR
ESAs publish two reports on money laundering
- Dentons
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- European Union
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- April 20 2012
The Joint Committee of the three European Supervisory Authorities (ESAs) (EBA, the European Securities and Markets Authority (ESMA) and the European Insurance and Occupational Pensions Authority (EIOPA)) has published two reports on the implementation of the third Money Laundering Directive (3MLD
ECON publishes MAD review report
- Dentons
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- European Union
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- March 30 2012
ECON's draft report on the new market abuse Regulation (MAR) explains it seeks to address gaps in existing regulation particularly for new markets, platforms and OTC trading, as well as loopholes in the regulation of commodities and commodity derivatives
ECON publishes MAD sanctions report
- Dentons
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- European Union
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- March 30 2012
The Economic and Monetary Affairs Committee (ECON) in the EP has published its draft report on the proposal for a Directive on criminal sanctions for insider dealing and market manipulation (Market Abuse Directive or MAD
ESMA announces third country CRA endorsements
- Dentons
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- Canada, European Union, Hong Kong, Singapore, USA
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- March 23 2012
ESMA has confirmed that the regulatory frameworks of the US, Canada, Hong Kong and Singapore relating to Credit Rating Agencies (CRAs) are equivalent to EU standards
EP publishes march agenda
- Dentons
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- European Union
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- February 16 2012
The draft agenda for EP's meeting in late March anticipates a vote on first reading of the Regulation on OTC Derivatives, Central Counterparties and Trade Repositories (EMIR) on 29 March
FSA publishes ETP factsheet
- Dentons
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- European Union, United Kingdom
- -
- April 27 2012
FSA has published a factsheet on exchange traded products
Current Search
- Jurisdiction - European Union
- Workarea - Capital Markets
- Author - Lauren Donnelly